Scott Deluca Email & Phone Number
Division and Communication Compliance Officer @ UBS Group AG
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Scott Deluca Location
- Hoboken, NJ, US
Scott Deluca Work
- Division and Communication Compliance Officer @ (May 2007 - Present)
- Senior Consultant @ (June 2006 - May 2007)
- Field Risk Mitigation Manager @ (September 2002 - June 2006)
- Financial Consultant @ (May 2000 - March 2002)
Scott Deluca Education
- Seton Hall University School of Law
JD (Law)
1995-1999 - Duke University
BA (Political Science, History)
1987-1991 - Nutley 1984-1987
Scott Deluca Skills
- Alternative Investments
- SEC
- Consulting
- Market
- Nasd
- Sales
- Acting
- Loop
- Mentoring
- Finance
- Rp
- Legal
- Law Enforcement
- Scholarships
- Assessment
- Regulatory Compliance
- Municipalities
- Management
- Safety Regulations
- American Express
- Hedge Funds
- Rules
- Series 63
- Football
- Production Experience
- Monitors
- Compliance Training
- Accounting
- Seminars
- Capital Markets
- Legal Writing
- Cell
- Performance Appraisal
- Baltimore
- Investment Advisory
- Nyse
- Reports
- County
- Life Insurance
- FINRA
- Terminations
- Risk Management
- Asset Management
- Transportation
- Training
- Policy
- Point Of Contact
- Supervisory
- Corporate Governance
- Bus
- Conferences
- Group Leadership
- Project Management
- Investigation
- Analysis
- Written
- Producing
- Jurisdiction
- Jersey
- Fixed Income
- Virginia
- Sales Practices
- Weight Training
- Advertising
- Regulatory Requirements
- AML
- Checks
- Series 24
- Contractual Agreements
- Bar
- Risk Tolerance
- Services
- Vienna
- Responsibility
- Regulations
- Conflicts
- Art
- Regulatory Training
- History
- New York
- Political Science
- Juris
- Investments
- Guidelines
- Bridge Inspection
- Claim
- Financial Services
- Wealth Management
- Equities
- Mutual Funds
- Compliance
- Continuing Education
- Shelter
- Civil Litigation
- Complaint Investigations
- Interviews
- Public Transport
- Marketing Strategy
- Series 7
- Securities
Scott Deluca Summary
- Scott Deluca, based in Hoboken, NJ, US, is currently a Division and Communication Compliance Officer at UBS Wealth Management. Scott Deluca brings experience from previous roles at Deloitte & Touche, Ameriprise Financial and Salomon Smith Barney. Scott Deluca holds a 1995 - 1999 JD in Law @ Seton Hall University School of Law. With a robust skill set that includes Alternative Investments, SEC, Consulting, Market, Nasd and more. Scott Deluca has 3 emails and 2 mobile phone numbers on RocketReach.
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