Scott Brody Email & Phone Number
Chief Compliance Officer @ Vested Finance
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Scott Brody Location
- Los Angeles, CA, US
Scott Brody Work
- Chief Compliance Officer @ (February 2022 - Present)
- SVP, Chief Compliance Officer, Broker-Dealers @ (August 2012 - February 2022)
- Senior Vice President, Senior Compliance Officer @ TCW/Metropolitan West Asset Management (December 2009 - August 2012)
- Senior Vice President, Chief Compliance Officer @ LPL Associated Securities Corp (January 2006 - October 2009)
- Senior Compliance Examiner @ (January 2005 - January 2006)
- Senior Compliance Analyst @ (August 2002 - January 2005)
- Senior Sales Specialist @ (February 1997 - June 2001)
Scott Brody Education
- St. Edward's University
Bachelor Of Arts (Criminal Justice)
1986-1991
Scott Brody Summary
- Scott Brody, based in Los Angeles, CA, US, is currently a Chief Compliance Officer at Vested Finance. Scott Brody brings experience from previous roles at City National Bank, TCW/Metropolitan West Asset Management, LPL Associated Securities Corp and Cetera Advisor Networks LLC. Scott Brody holds a 1986 - 1991 Bachelor Of Arts in Criminal Justice @ St. Edward's University. Scott Brody has 1 emails and 3 mobile phone numbers on RocketReach.
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