Scott Brody Location
- Los Angeles, CA, US
Scott Brody Work
- 2022 -now Chief Compliance Officer @
- 2012 -2022 SVP, Chief Compliance Officer, Broker-Dealers @
- 2009 -2012 Senior Vice President, Senior Compliance Officer @ TCW/Metropolitan West Asset Management
- 2006 -2009 Senior Vice President, Chief Compliance Officer @ LPL Associated Securities Corp
- 2005 -2006 Senior Compliance Examiner @
- 2002 -2005 Senior Compliance Analyst @
- 1997 -2001 Senior Sales Specialist @
Scott Brody Education
- St. Edward's University
Bachelor Of Arts (Criminal Justice)
1986-1991
Scott Brody Summary
- Scott Brody, based in Los Angeles, CA, US, is currently a Chief Compliance Officer at Vested Finance. Scott Brody brings experience from previous roles at City National Bank, TCW/Metropolitan West Asset Management, LPL Associated Securities Corp and Cetera Advisor Networks LLC. Scott Brody holds a 1986 - 1991 Bachelor Of Arts in Criminal Justice @ St. Edward's University. Scott Brody has 1 emails and 1 mobile phone numbers on RocketReach.
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