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Sandy Wong Location
New York, NY, US
Sandy Wong Work
Head of US Compliance Training @ (October 2016 - Present)
Executive Director, Corporate and Investment Bank Compliance Education @ (January 2013 - September 2016)
Vice President, Global Compliance Training @ (July 2012 - December 2012)
Executive Director, Institutional Securities, Compliance Training @ (November 2009 - July 2012)
Vice President, Global Wealth Management, Compliance Training @ (February 2006 - October 2009)
Vice President, Global Wealth Management, Regional Training Manager @ (May 2002 - January 2006)
Vice President, Global Wealth Management, Branch Sales Manager @ (June 1998 - April 2002)
Sandy Wong Education
Kaplan Australia 2008-2009
University of Melbourne
(Music)
2000-2004
Trinity Foundation Studies, Trinity College
Sandy Wong Skills
Securities
Series 7
Equities
Finance
Series 63
Training
Wealth Management
Retirement Planning
Financial Advisory
Risk Management
Leadership
Financial Planning
Marketing
Microsoft Office
Customer Service
Investment Strategies
Portfolio Management
Public Speaking
Sandy Wong Summary
Sandy Wong, based in New York, NY, US, is currently a Head of US Compliance Training at Societe Generale Corporate and Investment Banking - SGCIB. Sandy Wong brings experience from previous roles at JPMorgan Chase & Co. and Morgan Stanley. Sandy Wong holds a 2008 - 2009 Kaplan Australia. With a robust skill set that includes Securities, Series 7, Equities, Finance, Series 63 and more. Sandy Wong has 3 emails on RocketReach.
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