Sandy Stern Email & Phone Number
Vice President Communications Advisory Group Officer @ J.P. Morgan
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Sandy Stern Location
- New York, NY, US
Sandy Stern Work
- 2014 -now Vice President Communications Advisory Group Officer @
- 2010 -2014 Director, Compliance Officer @
- 1995 -2010 Executive Director, Compliance @
- 1990 -1995 First Vice President, Compliance @ Shearson Lehman Brothers
- 1987 -1990 Vice President, Compliance @ Integrated Resources Equity Corporation
Sandy Stern Education
- University of Wisconsin-Madison
Master of Psychology and Social Work (MSSW) (Psychology)
1974-1975 - State University of New York at Stony Brook
Bachelor of Science (Psychology)
1972-1974 - Bronx High School of Science
High School
Sandy Stern Skills
- FINRA
- Regulations
- Social Media
- Compliance Training
- Policy
- AML
- Securities
- Series 63
- Series 7
- Securities Regulation
- Series 24
- Training
- KYC
- SEC
- Financial Services
- Hedge Funds
- Due Diligence
- Corporate Governance
- Mutual Funds
- Financial Regulation
- OFAC
- Internal Controls
- Alternative Investments
- Operational Risk
- USA PATRIOT Act
- Communications
- Advisory
- Compliance
Sandy Stern Summary
- Sandy Stern, based in New York, NY, US, is currently a Vice President Communications Advisory Group Officer at J.P. Morgan Chase. Sandy Stern brings experience from previous roles at TIAA-CREF, UBS Financial Services, Shearson Lehman Brothers and Integrated Resources Equity Corporation. Sandy Stern holds a 1974 - 1975 Master of Psychology and Social Work (MSSW) in Psychology @ University of Wisconsin-Madison. With a robust skill set that includes FINRA, Regulations, Social Media, Compliance Training, Policy and more. Sandy Stern has 3 emails and 1 mobile phone numbers on RocketReach.
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