Sandy Murphy Email & Phone Number
Assoc. General Counsel @ TD Ameritrade
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Sandy Murphy Location
- Denver, CO, US
Sandy Murphy Work
- 2008 - now Assoc. General Counsel @
- 2005 - 2008 Deputy General Counsel @ Fiserv Trust Company
- 1999 - 2004 Legal Consultant @ Mercer Human Resource Consulting.
Sandy Murphy Education
- University of Iowa College of Law
JD (Law)
1986 - 1988
Sandy Murphy Skills
- Securities
- FINRA
- Investment Advisers Act
- Securities Regulation
- Privacy Law
- Broker-Dealer
- Licensing
- AML
- OFAC
- Corporate Governance
- Corporate Law
- Estate Planning
- Intellectual Property
- SEC
- Mergers
- Employment Law
- Mutual Funds
- Series 7
- Due Diligence
- Team Building
- Team Management
- Microsoft Excel
- Legal Research
- Project Management
- Broker Dealer
- Erisa Plan Corrections
- Retirement Plan Corrections
- 401k
- Financial Services
- Risk Management
- Retirement Plan Operational Compliance
- Contract Negotiation
- Management
- Federal and State Regulatory Compliance
- Self Directed Brokerage Accounts
- ERISA
- Plan Design
Sandy Murphy Summary
- Sandy Murphy, based in Denver, CO, US, is currently a Assoc. General Counsel at TD Ameritrade. Sandy Murphy brings experience from previous roles at Fiserv Trust Company and Mercer Human Resource Consulting.. Sandy Murphy holds a 1986 - 1988 JD in Law @ University of Iowa College of Law. With a robust skill set that includes Securities, FINRA, Investment Advisers Act, Securities Regulation, Privacy Law and more. Sandy Murphy has 1 mobile phone numbers on RocketReach.
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