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Sandy Galvis Location
Swansboro, NC, US
Sandy Galvis Work
2007 -now Sr. Compliance Specialist @
Sandy Galvis Education
NH Institute of Arts
Sandy Galvis Skills
ERISA
FINRA
Defined Contribution
Profit Sharing
Series 7
Mutual Funds
Retirement Plan Consulting
Series 63
Series 6
401k
Defined Benefit
Pension Administration
Pensions
Retirement
Compliance Training
Compliance Monitoring
OFAC
Investment Advisory
USA PATRIOT Act
Series 24
Sandy Galvis Summary
Sandy Galvis, based in Swansboro, NC, US, is currently a Sr. Compliance Specialist at Retirement Alliance, Inc.. Sandy Galvis holds a NH Institute of Arts. With a robust skill set that includes ERISA, FINRA, Defined Contribution, Profit Sharing, Series 7 and more. Sandy Galvis has 1 mobile phone numbers on RocketReach.
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