Sandra Vazquez Email & Phone Number
Regulatory Compliance Officer @ Two Sigma
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Sandra Vazquez Location
- Ocala, FL, US
Sandra Vazquez Work
- 2023 -now Regulatory Compliance Officer @
- 2020 -2023 Senior Vice President - Compliance Officer @
- 2018 -2020 Director, Head of Client Onboarding @
- 2014 -2018 Vice President, Compliance Officer @
- 2012 -2014 Director, Compliance @
- 2006 -2012 Vice President, Compliance @
- 2005 -2006 Assistant Vice President, Compliance @
- 2004 -2005 Senior Compliance Associate @
- 2000 -2004 Compliance Anayst @
- 1997 -2000 Compliance Analyst @
Sandra Vazquez Education
- University of Phoenix
Master's Degree (Human Resources Management)
2001-2003 - Rutgers, The State University of New Jersey-Newark
BS (Business Management)
1992-1997
Sandra Vazquez Skills
- Series 7
- FINRA
- Series 24
- Financial Markets
- AML
- Anti Money Laundering
- Corporate Actions
- Prime Brokerage
- Back Office
- Settlement
- Back Office Operations
- Customer Due Diligence
- Consolidated Audit Trail (CAT)
- Regulation NMS
- Regulation SHO
- Order Audit Trail System (OATS)
- Capital Markets
- Equities
- Alternative Investments
- Electronic Trading
- Fixed Income
- Bonds
- Market Data
- Derivatives
- Financial Services
- Mutual Funds
- Securities
- Proprietary Trading
- Broker Dealer
- Trading Systems
- ETFs
- Trading
- Options
- Institutional
- Hedge Funds
- Equity Trading
Sandra Vazquez Summary
- Sandra Vazquez, based in Ocala, FL, US, is currently a Regulatory Compliance Officer at Two Sigma. Sandra Vazquez brings experience from previous roles at JonesTrading, Cowen Inc., Two Sigma Investments and KCG Holdings, Inc.. Sandra Vazquez holds a 2001 - 2003 Master's Degree in Human Resources Management @ University of Phoenix. With a robust skill set that includes Series 7, FINRA, Series 24, Financial Markets, AML and more. Sandra Vazquez has 5 emails and 8 mobile phone numbers on RocketReach.
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