Sandra Vazquez Email & Phone Number
Regulatory Compliance Officer @ Two Sigma
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Sandra Vazquez Location
- Ocala, FL, US
Sandra Vazquez Work
- Regulatory Compliance Officer @ (September 2023 - Present)
- Senior Vice President - Compliance Officer @ (March 2020 - September 2023)
- Director, Head of Client Onboarding @ (December 2018 - January 2020)
- Vice President, Compliance Officer @ (May 2014 - November 2018)
- Director, Compliance @ (August 2012 - April 2014)
- Vice President, Compliance @ (August 2006 - July 2012)
- Assistant Vice President, Compliance @ (August 2005 - August 2006)
- Senior Compliance Associate @ (August 2004 - August 2005)
- Compliance Anayst @ (July 2000 - August 2004)
- Compliance Analyst @ (October 1997 - July 2000)
Sandra Vazquez Education
- University of Phoenix
Master's Degree (Human Resources Management)
2001-2003 - Rutgers University–Newark
BS (Business Management)
1992-1997
Sandra Vazquez Skills
- Series 7
- FINRA
- Series 24
- Financial Markets
- AML
- Anti Money Laundering
- Corporate Actions
- Prime Brokerage
- Back Office
- Settlement
- Back Office Operations
- Customer Due Diligence
- Consolidated Audit Trail (CAT)
- Regulation NMS
- Regulation SHO
- Order Audit Trail System (OATS)
- Capital Markets
- Equities
- Alternative Investments
- Electronic Trading
- Fixed Income
- Bonds
- Market Data
- Derivatives
- Financial Services
- Mutual Funds
- Securities
- Proprietary Trading
- Broker Dealer
- Trading Systems
- ETFs
- Trading
- Options
- Institutional
- Hedge Funds
- Equity Trading
Sandra Vazquez Summary
- Sandra Vazquez, based in Ocala, FL, US, is currently a Regulatory Compliance Officer at Two Sigma. Sandra Vazquez brings experience from previous roles at JonesTrading, Cowen Inc., Two Sigma Investments and KCG Holdings, Inc.. Sandra Vazquez holds a 2001 - 2003 Master's Degree in Human Resources Management @ University of Phoenix. With a robust skill set that includes Series 7, FINRA, Series 24, Financial Markets, AML and more. Sandra Vazquez has 5 emails and 8 mobile phone numbers on RocketReach.
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