Sandra Mao Email & Phone Number
Executive Director, Compliance @ Huatai Securities (USA), Inc
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Sandra Mao Location
- New York, NY, US
Sandra Mao Work
- Executive Director, Compliance @ (February 2020 - Present)
- Head of US Supervision @ Scotia Capital (USA) Inc. (June 2019 - January 2020)
- Corporate Compliance, Operations Risk and Control @ (July 2018 - June 2019)
- Director, Business Control Unit, Global Markets @ (August 2015 - May 2018)
- Director, Americas Regional Head - Business Supervision and Control @ (July 2012 - July 2015)
- Associate Compliance Director @ (January 2011 - June 2012)
- Managing Director, Global Markets Sales Supervision @ (January 2004 - January 2011)
- VP, Equity Compliance @ (February 2000 - January 2004)
- Trading and Market Making Examiner @ NASD Regulation, Inc. (September 1996 - July 1999)
Sandra Mao Education
- Georgetown University - The McDonough School of Business
- Brandeis University
Bachelor of Arts (Economics)
Sandra Mao Skills
- Equities
- Fixed Income
- Corporate Finance
- Risk Management
- Securities Regulation
- Capital Markets
- Securities
- Financial Services
- Institutional Sales
- Equity Sales
- Supervisory Management
- Regulatory Requirements
- Regulatory Compliance
- General Securities Principal
Sandra Mao Summary
- Sandra Mao, based in New York, NY, US, is currently a Executive Director, Compliance at Huatai Securities (USA), Inc. Sandra Mao brings experience from previous roles at Scotia Capital (USA) Inc., Acreage Holdings and Deutsche Bank. Sandra Mao holds a Georgetown University - The McDonough School of Business. With a robust skill set that includes Equities, Fixed Income, Corporate Finance, Risk Management, Securities Regulation and more. Sandra Mao has 2 emails on RocketReach.
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