Sandra Mao Email & Phone Number

Executive Director, Compliance @ Huatai Securities (USA), Inc

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Sandra Mao Location

New York, NY, US

Sandra Mao Work

2020 - now Executive Director, Compliance @ Huatai Securities (USA), Inc
2019 - 2020 Head of US Supervision @ Scotia Capital (USA) Inc.
2018 - 2019 Corporate Compliance, Operations Risk and Control @ Acreage Holdings

2015 - 2018 Director, Business Control Unit, Global Markets @ Deutsche Bank
2012 - 2015 Director, Americas Regional Head - Business Supervision and Control @ Deutsche Bank
2011 - 2012 Associate Compliance Director @ Piper Jaffray
2004 - 2011 Managing Director, Global Markets Sales Supervision @ Bank of America Merrill Lynch
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2000 - 2004 VP, Equity Compliance @ Credit Suisse
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1996 - 1999 Trading and Market Making Examiner @ NASD Regulation, Inc.

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Sandra Mao Education

Georgetown University - The McDonough School of Business
MBA
Brandeis University
Bachelor of Arts (Economics)

Sandra Mao Skills

Equities
Fixed Income
Corporate Finance

Risk Management
Securities Regulation
Capital Markets
Securities
Financial Services
Institutional Sales
Equity Sales

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Sandra Mao Summary

Sandra Mao, based in New York, NY, US, is currently a Executive Director, Compliance at Huatai Securities (USA), Inc. Sandra Mao brings experience from previous roles at Scotia Capital (USA) Inc., Acreage Holdings and Deutsche Bank. Sandra Mao holds a MBA @ Georgetown University - The McDonough School of Business. With a robust skill set that includes Equities, Fixed Income, Corporate Finance, Risk Management, Securities Regulation and more. Sandra Mao has 2 emails on RocketReach.

Sandra Mao Emails

Found 2 emails

Sandra Mao Phone Numbers

Found 2 phone numbers

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Others Named Sandra Mao

Sandra Mao

Executive Director, Compliance at Huatai Securities (USA), Inc

New York, NY, US
2
- gmail.com
- htsc-us.com
2
- +1 908-608-XXXX
- +1 212-763-XXXX
Sandra Mao

Advertising Director at Chunghwa Telecom

Taipei City, Taiwan, Taiwan
1
- cht.com.tw

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Sandra Mao

Executive Director, Compliance at Huatai Securities (USA), Inc

New York, NY, US
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- gmail.com
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- +1 908-608-XXXX
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Kevin McGunnigle

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Boston, MA, US
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