Sandra Mao Email & Phone Number
Executive Director, Compliance @ Huatai Securities (USA), Inc
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Sandra Mao Location
- New York, NY, US
Sandra Mao Work
- 2020 -now Executive Director, Compliance @
- 2019 -2020 Head of US Supervision @ Scotia Capital (USA) Inc.
- 2018 -2019 Corporate Compliance, Operations Risk and Control @
- 2015 -2018 Director, Business Control Unit, Global Markets @
- 2012 -2015 Director, Americas Regional Head - Business Supervision and Control @
- 2011 -2012 Associate Compliance Director @
- 2004 -2011 Managing Director, Global Markets Sales Supervision @
- 2000 -2004 VP, Equity Compliance @
- 1996 -1999 Trading and Market Making Examiner @ NASD Regulation, Inc.
Sandra Mao Education
- Georgetown University - The McDonough School of Business
MBA
- Brandeis University
Bachelor of Arts (Economics)
Sandra Mao Skills
- Equities
- Fixed Income
- Corporate Finance
- Risk Management
- Securities Regulation
- Capital Markets
- Securities
- Financial Services
- Institutional Sales
- Equity Sales
- Supervisory Management
- Regulatory Requirements
- Regulatory Compliance
- General Securities Principal
Sandra Mao Summary
- Sandra Mao, based in New York, NY, US, is currently a Executive Director, Compliance at Huatai Securities (USA), Inc. Sandra Mao brings experience from previous roles at Scotia Capital (USA) Inc., Acreage Holdings and Deutsche Bank. Sandra Mao holds a MBA @ Georgetown University - The McDonough School of Business. With a robust skill set that includes Equities, Fixed Income, Corporate Finance, Risk Management, Securities Regulation and more. Sandra Mao has 2 emails on RocketReach.
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