Sam Yu Email & Phone Number
Head of Compliance, Asia Pacific ex-Japan
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Sam Yu Location
- Hong Kong
Sam Yu Work
- 2024 - now Chairman Hong Kong Investment Funds Association @
- 2015 - now Head of Compliance, Asia Pacific ex-Japan @ Baring Asset Management (Asia) Limited
- 2014 - 2015 Vice President @
- 2013 - 2014 Regional Head of Compliance, North Asia @
- 2005 - 2013 Head of Legal and Compliance, Asia Pacific @
- 1999 - 2005 Head of Risk Management @
Sam Yu Education
- Boston University
Bachelor of Business Administration (BBA) (Accounting)
1986 - 1988 - Boston University
Bachelor's degree (Accounting)
1986 - 1988 - Wah Yan College Kowloon
Graduated at Form Five (Secondary School)
1978 - 1983 - Wah Yan College, Kowloon
Form 5 graduation
1978 - 1983
Sam Yu Skills
- Financial Services Compliance and Risk Management
- Wealth Management
- Retirement Planning
- Equities
- Mutual Funds
- Fixed Income
- Series 7
- Investments
- Portfolio Management
- Financial Services
- Derivatives
- Credit
- Team Building
- Microsoft Excel
- Business Development
- Legal Research
Sam Yu Summary
- Sam Yu, based in Hong Kong, is currently a Head of Compliance, Asia Pacific ex-Japan at Baring Asset Management (Asia) Limited. Sam Yu brings experience from previous roles at Hong Kong Investment Funds Association, JP Morgan Asset Management, ICAP and GAM. Sam Yu holds a 1986 - 1988 Bachelor of Business Administration (BBA) in Accounting @ Boston University. With a robust skill set that includes Financial Services Compliance and Risk Management, Wealth Management, Retirement Planning, Equities, Mutual Funds and more. Sam Yu has 1 mobile phone numbers on RocketReach.
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