Sam Swain Location
- London, GB
Sam Swain Work
- 2014 - now Compliance Manager @
- 2014 - now Head of Compliance Monitoring and Surveillanc @
- 2011 - 2014 Vice President, Asset Management Internal Audit @
- 2008 - 2011 Asset Management Internal Auditor @
- 2005 - 2008 AVP, Asset Services Internal Auditor @
- 2000 - 2005 Assistant Manager @
Sam Swain Education
- University of Kent
Accounting and Finance
1997 - 2000
Sam Swain Skills
- Internal Audit
- Risk Management
- Asset Management
- Investment Management
- Compliance
- Operational Risk
- Financial Statement Auditing
- SOX Compliancy
- Internal Controls
- Wealth Management
- Chartered Financial Analyst
- Qualified Chartered Accountant
- Project Management
- Auditing
- External Audit
- Investment Strategies
- Financial Services
- Accounting
- Microsoft Office
- Audit
- Research
- EMEA
- Services
Sam Swain Summary
- Sam Swain, based in London, GB, is currently a Compliance Manager at Insight Investment. Sam Swain brings experience from previous roles at Insight Investment, BNY Mellon and M&G. Sam Swain holds a 1997 - 2000 Accounting and Finance @ University of Kent. With a robust skill set that includes Internal Audit, Risk Management, Asset Management, Investment Management, Compliance and more. Sam Swain has 2 emails on RocketReach.
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