Sam Swain Email
Compliance Manager @ Insight Investment
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Sam Swain Location
- London, GB
Sam Swain Work
- Compliance Manager @ (September 2014 - Present)
- Head of Compliance Monitoring and Surveillanc @ (September 2014 - Present)
- Vice President, Asset Management Internal Audit @ (June 2011 - September 2014)
- Asset Management Internal Auditor @ (June 2008 - June 2011)
- AVP, Asset Services Internal Auditor @ (August 2005 - June 2008)
- Assistant Manager @ (July 2000 - August 2005)
Sam Swain Education
- University of Kent
Accounting and Finance
1997-2000
Sam Swain Skills
- Asset Management
- Auditing
- Chartered Financial Analyst
- Compliance
- External Audit
- Financial Services
- Financial Statement Auditing
- Internal Audit
- Internal Controls
- Investment Management
- Investment Strategies
- Operational Risk
- Project Management
- Qualified Chartered Accountant
- Risk Management
- SOX Compliancy
- Wealth Management
- Accounting
- Microsoft Office
- Audit
- Research
- EMEA
- Services
Sam Swain Summary
- Sam Swain, based in London, GB, is currently a Compliance Manager at Insight Investment. Sam Swain brings experience from previous roles at Insight Investment, BNY Mellon and M&G. Sam Swain holds a 1997 - 2000 Accounting and Finance @ University of Kent. With a robust skill set that includes Asset Management, Auditing, Chartered Financial Analyst, Compliance, External Audit and more. Sam Swain has 2 emails on RocketReach.
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Top Insight Investment Employees
Andrew Kitchen
Chief Financial Officer
London, GB
Ken Copland
Head of HR Business Partners
London, England, GB
Nick Robinson
Head of Trading
London, GB
Jon Eilbeck
Chief Operating Officer
London, England, GB
Adrian Barrett
Head of Product Management
London, GB
Steven Babb
Chief Information Security Officer
Newbury, GB
Richard Holmes
Head of Finance
London, GB
Chintan Shah
Head of Derivative Operations
London, GB
Shaheer Guirguis
Head of Secured Finance
London, GB
John Cooper
Head of Development and Head of Manchester Technology Hub
Manchester, England, GB
David Averre
Head of Credit Analysis
London, GB
Robert Gall
Head of Market Strategy (FSG)
London, GB
Ayah Elmaazi
Group General Counsel
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Gaurav R
Portfolio Manager, SVP
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