Sam Goldstein Email & Phone Number
Independent Counsel
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Sam Goldstein Location
- Philadelphia, PA, US
Sam Goldstein Work
- Independent Counsel @ Confidential (September 2026 - Present)
- Vice President and Chief Counsel, Funds Management @ Lincoln Financial (March 2019 - July 2026)
- Assistant Vice President @ Lincoln Financial (June 2013 - March 2019)
- Associate @ (August 2007 - August 2013)
- Associate @ (August 2005 - August 2007)
- Law Clerk @ (January 2005 - April 2005)
- Law Clerk @ (September 2004 - December 2004)
Sam Goldstein Education
- Georgetown Law
LLM (Securities and Financial Regulation)
2004-2005 - Temple University - James E. Beasley School of Law
J.D.
2001-2004 - Fox School of Business at Temple University
M.B.A.
2001-2004 - The Johns Hopkins University
B.A. (East Asian Studies)
1994-1998 - Capital Normal University
Certificate of Undergraduate Studies (Chinese Language and Literature)
1999 - Temple University - James E. Beasley School of Law
Doctor of Law
- Georgetown University
Master of Laws (Investments and Securities)
- The Johns Hopkins University
Bachelor of Arts (East Asian Studies)
- Temple University
Master of Business Administration
Sam Goldstein Skills
- 1940 Act
- Closed-end Funds
- Contract Negotiation
- Corporate Governance
- Corporate Law
- Cross-functional Collaborations
- Development & implementation of marketing plans
- Disclosure
- ETFs
- East Asian Studies
- Enforcement Actions
- Federal & State Regulations
- Federal Regulations
- Fiduciary Liability
- Financial Services
- Financing Alternatives
- Fund Derivatives
- Funds Management
- Government Procurement
- Hedge Funds
- Initial Public Offerings (IPO)
- Insider Trading Regulations
- Internal & External Investigations
- Investment Advisers Act
- Investment Advisory
- Investment Management
- Investments
- Japanese
- Legal Advice
- Legal Memoranda
- Legal Writing
- Liabilities
- Liability
- Managed Funds
- Market Regulation
- Marketing
- Mergers
- Mergers & Acquisitions
- Mutual Funds
- Non-compete Agreements
- Nonprofit Boards
- Options Strategies
- Private Funding
- Product Launch
- Proxy Statements
- Regulations
- Regulatory Compliance
- Regulatory Filings
- Regulatory Interactions
- Regulatory Projects
- Risk Management
- Securities
- Securities Exchange Act of 1934
- Securities License
- Securities Regulation
- Self-regulation
- Series 6
- Strategy
- Team Leadership
- Vendor Management
- Mergers and Acquisitions
- Closed End Funds
Sam Goldstein Summary
- Sam Goldstein, based in Philadelphia, PA, US, is currently a Independent Counsel at Confidential. Sam Goldstein brings experience from previous roles at Lincoln Financial, Stradley Ronon and Dechert LLP. Sam Goldstein holds a 2004 - 2005 LLM in Securities and Financial Regulation @ Georgetown Law. With a robust skill set that includes 1940 Act, Closed-end Funds, Contract Negotiation, Corporate Governance, Corporate Law and more. Sam Goldstein has 1 emails and 4 mobile phone numbers on RocketReach.
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