Sam Email & Phone Number
Compliance Officer @ Investec
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Sam Location
- Johannesburg, GP, ZA
Sam Work
- Compliance Officer @ (February 2020 - Present)
- Compliance Officer @ Masthead (April 2018 - January 2020)
- Consultant @ Short Term Administrators (August 2017 - November 2017)
- Financial Advisor @ Stringfellow (February 2017 - August 2017)
- Financial Advisor @ Short Term Administrators (July 2016 - January 2017)
- Business Development Specialist . Compliance Consultant @ (February 2013 - June 2016)
- Practice Manager and Compliance Officer @ Masthead (Pty) Ltd (February 2013 - June 2016)
- Risk and Compliance Lawyer @ (January 2013 - February 2013)
- Candidate Attorney @ (February 2008 - January 2013)
- UK Treasury @ Investec Bank (January 2004 - January 2007)
- Sales Manager @ Eclipse Networks (January 2002 - January 2003)
- Call Centre Mentor @ Skyes Enterprises (January 1999 - January 2002)
Sam Education
- University of Johannesburg
Postgraduate Diploma in Compliance Management (Law)
2015-2017 - Moonstone Business School of Excellence
Regulatory Exam 3
2019 - Moonstone Business School of Excellence
Regulatory Exam 1 and Regulatory Exam 2 (Finance)
- Sandown High
Matric
- Unisa
LLB (Law)
Sam Skills
- Commercial Litigation
- Corporate Governance
- Corporate Law
- Dispute Resolution
- Due Diligence
- Financial Advisory
- Independent Financial Advice
- Legal Advice
- Legal Assistance
- Legal Compliance
- Legal Research
- Legal Writing
- Litigation
- Management
- Regulatory Compliance
Sam Summary
- Sam, based in Johannesburg, GP, ZA, is currently a Compliance Officer at Investec. Sam brings experience from previous roles at Masthead, Short Term Administrators and Stringfellow. Sam holds a 2015 - 2017 Postgraduate Diploma in Compliance Management in Law @ University of Johannesburg. With a robust skill set that includes Commercial Litigation, Corporate Governance, Corporate Law, Dispute Resolution, Due Diligence and more. Sam has 1 emails and 1 mobile phone numbers on RocketReach.
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