Safra Securities LLC Information

Safra Securities ("SSL"), a U.S Registered Broker-Dealer with operations since 2000 and is a self-clearing Broker-Dealer since 2016. SSL is member of the Financial Industry Regulatory Authority (“FINRA”), the Securities Investor Protection Corporation (“SIPC”) and the Securities Industry and Financial Markets Association (“SIFMA”). Headquartered in New York, with a branch in Florida, SSL is a wholly owned subsidiary of Safra National Bank of New York, and is part of the J. Safra group of companies (“J. Safra Group”), an international network of companies controlled by the family of Mr. Joseph Safra. The group is well established through its financial institutions in the United States, Europe, Latin America, Asia, the Middle East and the Caribbean. The Safra name is a global symbol of private banking and wealth management, with a tradition emphasizing security and tailored investment services that meet the needs and objectives of high net worth clients. The primary focus of Safra Securities is to provide its clients access to diverse investments instruments, trading strategies and marketplaces. Through its devoted team of qualified professionals, SSL offers services to high net-worth individuals and to a select group of institutional investors. SSL is active in Equities and Options, Fixed Income, Structured Products and Mutual Funds. SSL is a member of several US stock exchanges and has access to several additional liquidity pools, which enables SSL to provide quality trade execution to its clientele.