Ryan Main Email & Phone Number
First Vice President - Complex Risk Officer @ Morgan Stanley
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Ryan Main Location
- Washington, DC, US
Ryan Main Work
- First Vice President - Complex Risk Officer @ (February 2018 - Present)
- Managing Director of Derivative Compliance @ optionsXpress by Charles Schwab (July 2014 - December 2017)
- Compliance Manager - Options and Retail Surveillance FiNet and Private Client Group - Vice President @ Wells Fargo Advisors, LLC (June 2006 - June 2014)
- Compliance Manager - Options and Commodities @ Wells Fargo Advisors, LLC (January 2002 - June 2014)
- CROP @ Wachovia Securities (June 2002 - June 2014)
- Compliance @ Wachovia Securities (January 2002 - January 2008)
- Senior Compliance Analyst - Vice President @ Wachovia Securities (June 2002 - June 2006)
- Serve as CROP @ Wachovia Securities, LLC, Wachovia Securities Financial Network, LLC (June 2002 - June 2014)
- Associate Manager- Compliance Options @ Wachovia, A Wells Fargo Company (January 2002 - June 2014)
- Brokerage Trading Supervisor @ T. Rowe Price Investment Services, Inc (May 1997 - May 2002)
- Financial Consultant @ Wheat First Butcher Singer, Inc (October 1996 - April 1997)
- Management Assistant @ Enterprise Rent A Car and Leasing Company (March 1995 - September 1996)
- Registered Representative @ Olde Discount Corporation (August 1994 - January 1995)
Ryan Main Education
- Mount Saint Mary's College 1991-1994
- Mount Saint Mary's College
Bachelor of Science; Associates (Business and Finance; Business Administration)
1991-1994
Ryan Main Skills
- FINRA
- Series 7
- Fixed Income
- Series 63
- Mutual Funds
- Series 24
- Securities
- Options
- Trading
- Equities
- Asset Management
- Financial Services
- Series 65
- Brokerage
- Risk Management
- Investment Advisory
- Uniform Combined State Law
- PowerPoint
- Public Speaking
- Sales
- Uniform Combined State
Ryan Main Summary
- Ryan Main, based in Washington, DC, US, is currently a First Vice President - Complex Risk Officer at Morgan Stanley. Ryan Main brings experience from previous roles at optionsXpress by Charles Schwab, Wells Fargo Advisors, LLC and Wachovia Securities. Ryan Main holds a 1991 - 1994 Mount Saint Mary's College. With a robust skill set that includes FINRA, Series 7, Fixed Income, Series 63, Mutual Funds and more. Ryan Main has 3 emails and 2 mobile phone numbers on RocketReach.
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