Ryan Lupton Email & Phone Number
Chief Compliance Officer, Jackson National Life Distributors LLC @ Jackson
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Ryan Lupton Location
- Apex, NC, US
Ryan Lupton Work
- 2024 - now Chief Compliance Officer, Jackson National Life Distributors LLC @
- 2021 - 2024 Deputy Chief Compliance Officer - Head of Distribution Compliance @
- 2019 - 2021 Director of Advisor Led, Advice and Services Compliance @
- 2017 - 2019 Chief Compliance Officer - Wealth Brokerage Services @
- 2014 - 2017 Manager, Trading Compliance - Fixed Income @
- 2009 - 2014 Vice President - Senior Product Compliance Consultant @
- 2005 - 2009 Advertising Review - Compliance Consultant @
- 2007 - 2008 Group Supervisory Specialist @
- 2004 - 2005 Fixed Income Liaison - Fixed Income Trading Department @
Ryan Lupton Education
- James Madison University
Bachelor of Business Administration (B.B.A.) (Finance and Economics)
1999 - 2003
Ryan Lupton Skills
- Series 7
- Securities
- Fixed Income
- Series 63
- Financial Services
- Series 24
- FINRA
- Retirement Planning
- Wealth Management
- Investments
- Mutual Funds
- Risk Management
- Equities
- Portfolio Management
- Alternative Investments
- Investment Advisory
- Asset Management
- Asset Allocation
- Capital Markets
- Uniform Combined State Law
- Bloomberg
- Hedge Funds
- series 53
- Volcker Rule
- Uniform Combined State
Ryan Lupton Summary
- Ryan Lupton, based in Apex, NC, US, is currently a Chief Compliance Officer, Jackson National Life Distributors LLC at Jackson. Ryan Lupton brings experience from previous roles at Jackson and Wells Fargo Advisors. Ryan Lupton holds a 1999 - 2003 Bachelor of Business Administration (B.B.A.) in Finance and Economics @ James Madison University. With a robust skill set that includes Series 7, Securities, Fixed Income, Series 63, Financial Services and more. Ryan Lupton has 2 emails and 1 mobile phone numbers on RocketReach.
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