Ruth Clark Email & Phone Number
Vice President and Compliance Officer @ Citi
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Ruth Clark Location
- Tampa, FL, US
Ruth Clark Work
- Vice President and Compliance Officer @ (May 2017 - Present)
- Compliance Associate @ (May 2011 - April 2017)
- Compliance Associate @ (August 2010 - April 2011)
- Compliance Associate @ (February 2008 - August 2010)
- Compliance Officer @ TD Securities (USA) LLC (June 2007 - February 2008)
- Sr Registration Analyst @ (August 2004 - June 2007)
- Manager, Member Services @ (January 1999 - September 2002)
Ruth Clark Education
- Florida State University
Bachelor of Science (B.S.)
1987-1993
Ruth Clark Skills
- Membership Development
- Code of Ethics
- Litigation
- Procedure Development
- Stock Exchange
- Securities Regulation
- Policy Analysis
- Reviews
- Process Improvement
- SEC filings
- Investment Advisory
- Strategic Planning
- Compliance
- FINRA
- Microsoft Office
- Risk Management
- Legal
- Registration Services
- Membership Relations
- Broker Dealer
- Hedge Funds
- Derivatives
- Investments
- Equities
- Options
Ruth Clark Summary
- Ruth Clark, based in Tampa, FL, US, is currently a Vice President and Compliance Officer at Citi. Ruth Clark brings experience from previous roles at Hudson Bay Capital Management LP, TIAA-CREF, Brown Brothers Harriman and TD Securities (USA) LLC. Ruth Clark holds a 1987 - 1993 Bachelor of Science (B.S.) @ Florida State University. With a robust skill set that includes Membership Development, Code of Ethics, Litigation, Procedure Development, Stock Exchange and more. Ruth Clark has 3 emails and 2 mobile phone numbers on RocketReach.
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