Rudy Gerlich Email & Phone Number
Managing Principal
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Rudy Gerlich Location
- New York, NY, US
Rudy Gerlich Work
- Managing Principal @ OSEN Regulatory Consulting Services LLC (November 2020 - Present)
- Managing Principal @ OSEN Regulatoty Consulting Services (November 2020 - December 2023)
- Head of Infrastructure Compliance, Compliance Testing and Compliance Risk Assessment @ (January 2011 - January 2019)
- Counsel to Regional Head of Compliance @ (January 2005 - January 2015)
- Head of Regulatory Exams and Inquiries @ (January 2005 - January 2011)
- Deputy General Counsel @ (January 1996 - January 2005)
- Deputy General Counsel @ UBS PaineWebber Inc. (January 1996 - January 2005)
- Assistant Director of Enforcement @ US Securities and Exchange Commission (January 1984 - January 1994)
Rudy Gerlich Education
- Georgetown Law
J.D. (Securities Regulation)
1976-1979 - Georgetown University
BSFS (JD, International Economics and Finance, Law)
1971-1979
Rudy Gerlich Skills
- Risk Assessment, Identification and Management
- Financial Fraud Investigations
- Regulatory Compliance
- Securities Regulation
- Operations and Technology Risk Management
- Team Supervision
- Internal Controls and Procedures
- Staff Hiring
- Risk Control and Resolution
- Legal Risk Management
Rudy Gerlich Summary
- Rudy Gerlich, based in New York, NY, US, is currently a Managing Principal at OSEN Regulatory Consulting Services LLC. Rudy Gerlich brings experience from previous roles at OSEN Regulatoty Consulting Services and Deutsche Bank. Rudy Gerlich holds a 1976 - 1979 J.D. in Securities Regulation @ Georgetown Law. With a robust skill set that includes Risk Assessment, Identification and Management, Financial Fraud Investigations, Regulatory Compliance, Securities Regulation, Operations and Technology Risk Management and more. Rudy Gerlich has 1 emails and 1 mobile phone numbers on RocketReach.
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Rudy Gerlich
Managing Principal
New York, NY, US
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