Ross Goffi Email & Phone Number
Chief Compliance Officer @ ParkerGale Capital
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Ross Goffi Location
- Chicago, IL, US
Ross Goffi Work
- 2021 -now Chief Compliance Officer @
- 2016 -2021 Consultant @ Bovill
- 2015 -2016 Associate Director- US Regulatory Specialist @
- 2013 -2014 Sr. Compliance Associate @ Aviva Investors Americas
- 2012 -2014 Member @ NSCP
- 2011 -2013 Sr. Compliance Specialist @
- 2011 -2011 Compliance Analyst @ JP Morgan Asset Management
- 2009 -2011 Shareholder Services Representative @ JP Morgan Asset Management
Ross Goffi Education
- Capital University Law School
JD
2006-2009 - Duquesne University
BA (Men's Soccer)
2004-2006 - Catawba College
(Men's Soccer)
2002-2003
Ross Goffi Skills
- Series 7
- Marketing Compliance
- FINRA
- Series 24
- Series 63
- Investment Advisor Compliance
- Series 65
- Series 6
- Mutual Funds
- FSA Compliance
- Securities
- CFTC
- Series 3
- NFA
- Fixed Income
- Portfolio Management
- Financial Services
- Private Equity
- Securities Regulation
- Hedge Funds
- AIFMD
- Legal Compliance
- Compliance Management
Ross Goffi Summary
- Ross Goffi, based in Chicago, IL, US, is currently a Chief Compliance Officer at ParkerGale Capital. Ross Goffi brings experience from previous roles at Bovill, Complyport, Aviva Investors Americas and NSCP. Ross Goffi holds a 2006 - 2009 JD @ Capital University Law School. With a robust skill set that includes Series 7, Marketing Compliance, FINRA, Series 24, Series 63 and more. Ross Goffi has 2 emails and 3 mobile phone numbers on RocketReach.
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