Ross Goffi Email & Phone Number
Chief Compliance Officer @ ParkerGale Capital
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Ross Goffi Location
- Chicago, IL, US
Ross Goffi Work
- Chief Compliance Officer @ (September 2021 - Present)
- Consultant @ Bovill (September 2016 - November 2021)
- Associate Director- US Regulatory Specialist @ (January 2015 - July 2016)
- Sr. Compliance Associate @ Aviva Investors Americas (October 2013 - December 2014)
- Member @ NSCP (January 2012 - January 2014)
- Sr. Compliance Specialist @ (December 2011 - October 2013)
- Compliance Analyst @ JP Morgan Asset Management (March 2011 - December 2011)
- Shareholder Services Representative @ JP Morgan Asset Management (December 2009 - March 2011)
Ross Goffi Education
- Capital University Law School
JD
2006-2009 - Duquesne University
BA (Political Science)
2004-2006 - Catawba College
Psychology
2002-2003
Ross Goffi Skills
- Series 7
- Marketing Compliance
- FINRA
- Series 24
- Series 63
- Investment Advisor Compliance
- Series 65
- Series 6
- Mutual Funds
- FSA Compliance
- Securities
- CFTC
- Series 3
- NFA
- Fixed Income
- Portfolio Management
- Financial Services
- Private Equity
- Securities Regulation
- Hedge Funds
- AIFMD
- Legal Compliance
- Compliance Management
- Compliance Regulations
- Financial Instruments
- Global Regulatory Compliance
- Investment Advisers Act
- Investment Management
- Investment Management Industry
- Regulatory Compliance
- Regulatory Examinations
- Regulatory Filings
- Regulatory Requirements
- SEC Regulations
- U.S. SEC Filings
- U.S. Securities and Exchange Commission (SEC)
- Venture Capital
Ross Goffi Summary
- Ross Goffi, based in Chicago, IL, US, is currently a Chief Compliance Officer at ParkerGale Capital. Ross Goffi brings experience from previous roles at Bovill, Complyport, Aviva Investors Americas and NSCP. Ross Goffi holds a 2006 - 2009 JD @ Capital University Law School. With a robust skill set that includes Series 7, Marketing Compliance, FINRA, Series 24, Series 63 and more. Ross Goffi has 2 emails and 3 mobile phone numbers on RocketReach.
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