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Rose Baker Location
West Springfield, MA, US
Rose Baker Work
2006 -now Director of Compliance @
2001 -2006 Director @ Babson Capital Management
Rose Baker Education
College of the Holy Cross
Bachelor of Arts (BA) (Political Science and Government)
Rose Baker Skills
AML
Series 7
Mutual Funds
Securities
FINRA
Series 63
Risk Management
Series 24
Insurance
Financial Services
Asset Management
Equities
Investment Advisory
Alternative Investments
Hedge Funds
Fixed Income
Portfolio Management
Due Diligence
Investment Management
Investments
Trading
Wealth Management
Rose Baker Summary
Rose Baker, based in West Springfield, MA, US, is currently a Director of Compliance at MassMutual Financial Group. Rose Baker brings experience from previous roles at Babson Capital Management. Rose Baker holds a Bachelor of Arts (BA) in Political Science and Government @ College of the Holy Cross. With a robust skill set that includes AML, Series 7, Mutual Funds, Securities, FINRA and more. Rose Baker has 5 emails and 3 mobile phone numbers on RocketReach.
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