1999 -2006 Regional Head Compliance Private Banking Asia-Pacific @
1994 -1999 Internal Audit @
Roman Baumgartner Education
ZHAW School of Management and Law
CAS in Datenschutz
2023-2023
EXPERTsuisse
Dipl. Wirtschaftsprüfer
1996-1998
Universität St. Gallen-Hochschule für Wirtschafts-, Rechts- und Sozialwissenschaften
Licentiate degree
1989-1994
Roman Baumgartner Skills
Risk Management
Microsoft Office
Project Management
Microsoft Excel
Leadership
Internal Audit
Regulatory Compliance
Banking
Competitive Analysis
Anti Money Laundering
Team Management
Compliance
Roman Baumgartner Summary
Roman Baumgartner, based in Zürich, Zurich, Switzerland, is currently a Risk and Compliance and ESG at IST Investmentstiftung. Roman Baumgartner brings experience from previous roles at Bank Julius Baer & Co. Ltd. and Credit Suisse. Roman Baumgartner holds a 2023 - 2023 CAS in Datenschutz @ ZHAW School of Management and Law. With a robust skill set that includes Risk Management, Microsoft Office, Project Management, Microsoft Excel, Leadership and more. Roman Baumgartner has 2 emails on RocketReach.
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