Risk and Compliance Director @ Amber Financial Investments Ltd (December 2020 - June 2022)
Risk and Compliance Director @ (December 2020 - June 2022)
Risk and Compliance Officer @ (June 2020 - November 2020)
Head of Risk and Compliance @ Embark Investment Services Ltd (April 2017 - March 2020)
CASS Compliance Manager @ (October 2014 - March 2017)
Compliance Monitoring Manager @ (August 2012 - October 2014)
Compliance Adviser @ (August 2011 - August 2012)
Compliance Adviser @ (May 2008 - March 2011)
Compliance Monitoring Officer @ (May 2007 - May 2008)
Roger Peill Education
University of Derby
Bachelor of Arts - BA (Hons) (French, German and European Studies)
1993-1996
Churchill Academy & Sixth Form 1986-1993
Roger Peill Skills
AML
Anti Money Laundering
CASS
Compliance Consulting
Corporate Governance
Cross-functional Team Leadership
Customer Experience
Due Diligence
Enterprise Risk Management
FSA
Financial Regulation
Financial Risk
Financial Services
Interim Management Services
Investments
KYC
Leadership
Migration Projects
Operational Risk
Operational Risk Management
Pensions
Regulatory Compliance
Roger Peill Summary
Roger Peill, based in Tetbury, GB, is currently a Head of Risk and Compliance (interim) at Courtiers. Roger Peill brings experience from previous roles at Konexo, Burghley Compliance Consultants, Thistle Initiatives and Leonard Curtis. Roger Peill holds a 1993 - 1996 Bachelor of Arts - BA (Hons) in French, German and European Studies @ University of Derby. With a robust skill set that includes AML, Anti Money Laundering, CASS, Compliance Consulting, Corporate Governance and more. Roger Peill has 1 emails on RocketReach.
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