Robin Freeman Email & Phone Number
Chief Compliance Officer @ LaSalle Investment Management Distributors, LLC
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Robin Freeman Location
- Chicago, IL, US
Robin Freeman Work
- Chief Compliance Officer @ (November 2019 - Present)
- Assistant Chief Compliance Officer and Chief Information Security Officer @ (February 2015 - November 2019)
- Compliance Manager @ (January 2014 - February 2015)
- In Transition @ In Transition (November 2012 - December 2013)
- Vice President - Compliance Manager @ (January 1995 - November 2012)
- Paralegal - Corporate and Securities Practices @ (February 1989 - January 1995)
Robin Freeman Education
- The Philadelphia Institute
Paralegal Certificate (International Trade Law and Business)
1988-1989 - Purdue University
Bachelor of Science (B.S.) (Political Science and Government)
1984-1988
Robin Freeman Skills
- Securities
- Series 7
- Mutual Funds
- FINRA
- Hedge Funds
- Risk Management
- Alternative Investments
- Series 24
- Series 63
- AML
- Fixed Income
- Executive Management
- Broker-Dealer
- Privacy Compliance
- Investment Advisory
- MSRB
- Closed-end Funds
- CTA/CPO Registrations
- Asset Management
- Series 65
- Equities
- Uniform Combined State Law
- Due Diligence
- Securities Regulation
- Investment Management
- Closed End Funds
- Broker Dealer
Robin Freeman Summary
- Robin Freeman, based in Chicago, IL, US, is currently a Chief Compliance Officer at LaSalle Investment Management Distributors, LLC. Robin Freeman brings experience from previous roles at Legal & General Investment Management America, In Transition and Nuveen Investments. Robin Freeman holds a 1988 - 1989 Paralegal Certificate in International Trade Law and Business @ The Philadelphia Institute. With a robust skill set that includes Securities, Series 7, Mutual Funds, FINRA, Hedge Funds and more. Robin Freeman has 1 emails and 2 mobile phone numbers on RocketReach.
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Top LaSalle Investment Management Distributors, LLC Employees
Robin Freeman
Chief Compliance Officer
Chicago, IL, US
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