2016 -2021 Vice President - Bank Advisory Compliance @
2012 -2016 Vice President - Compliance Monitoring and Testing @
2010 -2012 Vice President - Compliance Officer @
2004 -2010 Compliance Officer - VP @ Deustche Bank
now Operational Risk Analyst - Capital Markets @
now Middle Office Support - Short Term Funding Desk @
now Bank Examiner @ Federal Reserve Bank of New York
Robert Stein Education
Fordham University
BA (Economics)
1986-1990
Marist
Marist School
Robert Stein Skills
AML
Anti Money Laundering
Asset Management
Banking
Banking Law
Capital Markets
Corporate Finance
Credit
Corporate Governance
Credit Risk
Due Diligence
Derivatives
Enterprise Risk Management
FINRA
Equities
Financial Analysis
Finance
Financial Markets
Financial Institutions
Financial Risk
Financial Services
Financial Regulation
Financial Modeling
Fixed Income
Hedge Funds
Investment Advisory
Internal Audit
KYC
Management
Loans
Middle Office
Mergers
Operational Risk
Operational Risk Management
Private Equity
Securities
Risk Management
Series 63
Securities Regulation
Structured Finance
Trading
Wealth Management
Structured Products
Robert Stein Summary
Robert Stein, based in New York, NY, US, is currently a Vice President, Compliance - Corporate Bank at Deutsche Bank. Robert Stein brings experience from previous roles at Wells Fargo, Barclays and Credit Suisse. Robert Stein holds a 1986 - 1990 BA in Economics @ Fordham University. With a robust skill set that includes AML, Anti Money Laundering, Asset Management, Banking, Banking Law and more. Robert Stein has 1 emails and 2 mobile phone numbers on RocketReach.
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