Robert Ricca Email & Phone Number
Chief Compliance Officer and Retail Manager @ Hold Brothers Capital, LLC
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Robert Ricca Location
- New York, NY, US
Robert Ricca Work
- 2016 -now Chief Compliance Officer and Retail Manager @
- 2006 -2015 Chief Compliance Officer and Chief Operating Officer and AML Compliance Officer @ Davis Securities LLC
Robert Ricca Skills
- Law
- Executive Management
- KYC
- CDD
- Trading
- Compliance Management
- Suspicious Activity Reporting
- Risk Analysis
- Internal Audit
Robert Ricca Summary
- Robert Ricca, based in New York, NY, US, is currently a Chief Compliance Officer and Retail Manager at Hold Brothers Capital, LLC. Robert Ricca brings experience from previous roles at Davis Securities LLC. With a robust skill set that includes Law, Executive Management, KYC, CDD, Trading and more. Robert Ricca has 2 emails and 2 mobile phone numbers on RocketReach.
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