Chief Compliance Officer and Chief Operating Officer and AML Compliance Officer @ Davis Securities LLC (May 2006 - February 2015)
Robert Ricca Skills
Law
Executive Management
KYC
CDD
Trading
Compliance Management
Suspicious Activity Reporting
Risk Analysis
Internal Audit
Robert Ricca Summary
Robert Ricca, based in New York, NY, US, is currently a Chief Compliance Officer and Retail Manager at Hold Brothers Capital, LLC. Robert Ricca brings experience from previous roles at Davis Securities LLC. With a robust skill set that includes Law, Executive Management, KYC, CDD, Trading and more. Robert Ricca has 2 emails and 2 mobile phone numbers on RocketReach.
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