Robert Neal Email
Chief Compliance Officer @ LHV Bank
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Robert Neal Location
- London, GB
Robert Neal Work
- 2023 -now Chief Compliance Officer @
- 2020 -2023 Chief Compliance Officer, Banking and Lending, HSBC UK @
- 2019 -2020 Head of UKRC RBWM Retail and Brands Compliance @
- 2016 -2019 UKRC Head of Product Compliance, RBWM. @
- 2014 -2016 Senior Compliance Manager, Wealth @
- 2014 -2014 Senior Group Compliance Manager @
- 2012 -2013 Group Compliance Manager @
- 2011 -2012 Risk Governance Manager @
- 2009 -2011 Compliance Technical Advice Specialist @ Friends Provident
- 2007 -2009 Risk and Support Consultant @
- 2006 -2007 Sales and Advice Consultant @
- 2005 -2006 Financial Administrator (Endowment Review Complaint Handler) @ Hazell Carr Plc
Robert Neal Education
- Aston Business School
MSc (Financial Regulation and Compliance)
2018-2020 - Cardiff University / Prifysgol Caerdydd
MA (Archaeology)
2004-2005 - Cardiff University / Prifysgol Caerdydd
BA (Hons) (Archaeology)
2001-2004 - The Arnewood 6th Form 1999-2001
- Highcliffe School 1994-1999
Robert Neal Skills
- Compliance
- Risk Management
- Corporate Governance
- Regulatory engagement
- FSA Liaison
- Building Relationships
- ARROW Preparation / Coordination
- Annuities
- Complaint Handling
- Approved Person training
- Influence At All Levels
- Strategic Thinking
- Commercial Awareness
- Leadership
- Change Management
- Change Programmes
- People Development
- Time Management
- Solvency II
- Team Management
- Operational Risk
- Pensions
- Microsoft Office
- Microsoft Word
- PowerPoint
- Microsoft Excel
- Outlook
- ONA
- GABRIEL
- Negotiation
- Oral & Written Communication Skills
- Written & Oral Presentation Skills
- Flexible to Change
- Learning Quickly
- High Performer
- Highly personable
- High Energy Level
- Highly effective
- Efficent
- Product Development
- Risk Reviews
- FSA Handbook
- FSA processes and systems
- High Quality Standards
- Success Driven
- Report Writing
- Continuous Improvement
- FSA
- Basel II
- Insurance
- Arrow Preparation
- Coordination
- Written and Oral Presentation Skills
- Management
- Training
- Oral and Written Communication Skills
- Financial Analysis
Robert Neal Summary
- Robert Neal, based in London, GB, is currently a Chief Compliance Officer at LHV Bank. Robert Neal brings experience from previous roles at HSBC. Robert Neal holds a 2018 - 2020 MSc in Financial Regulation and Compliance @ Aston Business School. With a robust skill set that includes Compliance, Risk Management, Corporate Governance, Regulatory engagement, FSA Liaison and more. Robert Neal has 3 emails on RocketReach.
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