Robert Moher Email
Chief Compliance Officer at CI Assante Wealth Management @ CI Financial
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Robert Moher Location
- Toronto, ON, CA
Robert Moher Work
- 2025 -now Chief Compliance Officer at CI Assante Wealth Management @
- 2023 -2025 SVP, Chief Compliance Officer @
- 2022 -2023 Director @
- 2022 -2022 Vice President @
- 2020 -2022 Director @
- 2019 -2020 Director, Compliance @
- 2017 -2019 Senior Manager, Global Asset Management, Legal Corporate and Compliance Group @
- 2015 -2017 Lead, Privacy Office, Legal Corporate and Compliance Group @
- 2014 -2015 Manager, Privacy Office @
- 2012 -2014 Legal and Privacy Officer @
- 2011 -2012 Account Executive @
- 2008 -2011 Classification Specialist @
Robert Moher Education
- Institute of Corporate Directors
(Enterprise Risk Oversight for Directors (RSK))
2025-2025 - FINRA
Securities Industry Essentials (Regulatory)
2024-2024 - Canadian Securities Institute
Master of Laws - LLM
2023 - Canadian Securities Institute
Trader Training Course
2022-2022 - Canadian Securities Institute
Investment Dealers Supervisor Course
2022-2022 - Canadian Securities Institute
Partners, Directors and Senior Officers Course
2021-2022 - Canadian Securities Institute
Investment Funds in Canada Course (Investments and Securities)
2018 - Canadian Securities Institute
Canadian Securities Course
2018 - Holy Names High School
Chief Compliance Officers Qualifying Examination - Course
2017 - University of Alberta
Information Access and Protection of Privacy (Privacy Law)
2012-2014 - University of Windsor, Faculty of Law
Alternative Dispute Resolution Certificate (ADR/Mediation/Conflict Resolution)
2013-2013 - Carleton University
Law (Business )
2006-2010 - University of Toronto
Robert Moher Summary
- Robert Moher, based in Toronto, ON, CA, is currently a Chief Compliance Officer at CI Assante Wealth Management at CI Financial. Robert Moher brings experience from previous roles at Global X Canada and Aviso Wealth. Robert Moher holds a 2025 - 2025 Institute of Corporate Directors.
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