Robert Masi Email & Phone Number
Managing Partner
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Robert Masi Location
- New York, NY, US
Robert Masi Work
- Managing Partner @ Accordo (April 2014 - Present)
- Managing Partner @ Forensico (December 2011 - March 2014)
- Senior Consultant @ Cordium (October 2010 - December 2011)
- Associate Principal Examiner @ FINRA (August 2004 - September 2010)
- Compliance and Back Office, Institutional Sales @ BNY ConvergEx (June 2002 - July 2004)
Robert Masi Education
- Fordham University, Gabelli School of Business
BS (Finance and Accounting, Minor Economics)
1999-2003 - Fordham Preparatory High School
High School
1995-1999
Robert Masi Skills
- Compliance Audits
- SEC compliance
- Operational Due Diligence
- Due Diligence
- SRO, SEC, and State Registrations
- Broker-Dealer Compliance
- Investment Company Compliance
- Compliance
- Quality Auditing
- SEC
- FINRA
- Securities
- Investments
- AML
- Broker-Dealer
- Proprietary Trading
- Back Office
- Series 24
- Alternative Investments
- Series 7
- Mutual Funds
- Hedge Funds
- Equities
- Options
- Equity Trading
- Financial Regulation
- Fixed Income
- Investment Advisory
- Capital Markets
- Series 63
- Asset Management
- Trading
- Securities Regulation
- Financial Risk
- ETFs
- Financial Markets
- Risk Management
- USA PATRIOT Act
- Electronic Trading
- Investment Management
- Bloomberg
- Prime Brokerage
- Derivatives
- Trading Systems
- Financial Services
- Private Placements
- KYC
- State
- Broker Dealer Compliance
- State Registrations
- Sro
- Broker Dealer
- Operational Due
- Investment Company
Robert Masi Summary
- Robert Masi, based in New York, NY, US, is currently a Managing Partner at Accordo. Robert Masi brings experience from previous roles at Forensico, Cordium, FINRA and BNY ConvergEx. Robert Masi holds a 1999 - 2003 BS in Finance and Accounting, Minor Economics @ Fordham University, Gabelli School of Business. With a robust skill set that includes Compliance Audits, SEC compliance, Operational Due Diligence, Due Diligence, SRO, SEC, and State Registrations and more. Robert Masi has 2 mobile phone numbers on RocketReach.
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