2000 -
2005 Compliance Officer and Brokerage Specialist @
Robert Holmes Education
Western New England University
Bachelor of Science (BS) (Business Management)
1996
-
2000
Robert Holmes Skills
Series 7
Series 24
Series 66
Series 53
Series 4
AML
Anti Money Laundering
FINRA
Financial Advisory
Financial Services
Fixed Annuities
Insurance
Internal Audit
Investments
Mutual Funds
Portfolio Management
Retirement
Retirement Planning
Securities
Series 6
Series 63
Training
Wealth Management
Finance
Risk Management
Strategy
Leadership
Microsoft Office
Customer Service
Management
Public Speaking
Process Improvement
Microsoft Excel
Research
Analysis
Microsoft Word
Event Planning
Cross Functional Team Leadership
Community Outreach
Call Centers
Leadership Development
Coaching
PowerPoint
Strategic Planning
Six Sigma
Social Media
Software Documentation
Data Analysis
Legal Research
Cost Benefit
Robert Holmes Summary
Robert Holmes, based in United States, is currently a Associate Director - Distribution Services at PINE Advisor Solutions. Robert Holmes brings experience from previous roles at Impax Asset Management, Ameriprise Financial Services, Inc., MetLife and Ogilvie Security Advisors. Robert Holmes holds a 1996 - 2000 Bachelor of Science (BS) in Business Management @ Western New England University. With a robust skill set that includes Series 7, Series 24, Series 66, Series 53, Series 4 and more. Robert Holmes has 2 emails and 2 mobile phone numbers on RocketReach.
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