Robert Daum Email & Phone Number
Vice President Compliance - Head of Control Room @ Raymond James
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Robert Daum Location
- Saint Petersburg, FL, US
Robert Daum Work
- Vice President Compliance - Head of Control Room @ (January 2018 - Present)
- Adjunct Professor @ (September 2023 - June 2025)
- VP Compliance and Risk @ Kestra Financial (February 2017 - November 2017)
- VP Regulatory Compliance Controls Operations @ (January 2016 - February 2017)
- VP Compliance Officer @ (January 2012 - January 2016)
- VP Compliance Officer @ (January 2009 - January 2012)
- Chief Compliance Officer @ (January 2005 - September 2010)
- Compliance @ NASD aka FINRA (January 2003 - January 2005)
- Attorney @ (January 1999 - January 2001)
Robert Daum Education
- University of Florida - Warrington College of Business
Master of Business Administration (MBA) (MBA)
2009-2014 - Georgetown Law
LLM (Securities and Financial Regulation)
2001-2002 - University of Arizona, James E. Rogers College of Law
JD (Law)
1996-1999 - Penn State University
BS (Finance)
1987-1992
Robert Daum Skills
- Equities
- FINRA
- Due Diligence
- Banking
- Financial Risk
- Asset Management
- Investments
- Trading
- Anti Money Laundering
- Risk Management
- Compliance
- Corporate Law
- Mergers
- Securities Regulation
- Insurance
- Financial Services
- Mutual Funds
- Securities
- Corporate Governance
- AML
Robert Daum Summary
- Robert Daum, based in Saint Petersburg, FL, US, is currently a Vice President Compliance - Head of Control Room at Raymond James. Robert Daum brings experience from previous roles at Stetson University College of Law, Kestra Financial, Bank of America Merrill Lynch and Deutsche Bank. Robert Daum holds a 2009 - 2014 Master of Business Administration (MBA) in MBA @ University of Florida - Warrington College of Business. With a robust skill set that includes Equities, FINRA, Due Diligence, Banking, Financial Risk and more. Robert Daum has 5 emails and 5 mobile phone numbers on RocketReach.
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