Robert Daum Email & Phone Number
Vice President Compliance - Head of Control Room @ Raymond James
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Robert Daum Location
- Saint Petersburg, FL, US
Robert Daum Work
- 2018 - now Vice President Compliance - Head of Control Room @
- 2023 - 2025 Adjunct Professor @
- 2017 - 2017 VP Compliance and Risk @ Kestra Financial
- 2016 - 2017 VP Regulatory Compliance Controls Operations @
- 2012 - 2016 VP Compliance Officer @
- 2009 - 2012 VP Compliance Officer @
- 2005 - 2010 Chief Compliance Officer @
- 2003 - 2005 Compliance @ NASD aka FINRA
- 1999 - 2001 Attorney @
Robert Daum Education
- University of Florida - Warrington College Of Business
Master of Business Administration (MBA) (MBA)
2009 - 2014 - Georgetown University Law Center
LLM (Securities and Financial Regulation)
2001 - 2002 - University of Arizona, James E. Rogers College of Law
JD (Law)
1996 - 1999 - Penn State University
BS (Finance)
1987 - 1992
Robert Daum Skills
- Equities
- FINRA
- Due Diligence
- Banking
- Financial Risk
- Asset Management
- Investments
- Trading
- Anti Money Laundering
- Risk Management
- Compliance
- Corporate Law
- Mergers
- Securities Regulation
- Insurance
- Financial Services
- Mutual Funds
- Securities
- Corporate Governance
- AML
Robert Daum Summary
- Robert Daum, based in Saint Petersburg, FL, US, is currently a Vice President Compliance - Head of Control Room at Raymond James. Robert Daum brings experience from previous roles at Stetson University College of Law, Kestra Financial, Bank of America Merrill Lynch and Deutsche Bank. Robert Daum holds a 2009 - 2014 Master of Business Administration (MBA) in MBA @ University of Florida - Warrington College Of Business. With a robust skill set that includes Equities, FINRA, Due Diligence, Banking, Financial Risk and more. Robert Daum has 5 emails and 4 mobile phone numbers on RocketReach.
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Others Named Robert Daum
Robert Daum
Vice President Compliance - Head of Control Room
Saint Petersburg, FL, US
Robert Daum
President
North Palm Beach, FL, US
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