Robert Coulter Email & Phone Number
Chief Compliance Officer
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Robert Coulter Location
- Texas, United States
Robert Coulter Work
- Chief Compliance Officer @ TRB Capital Markets (d/b/a Estrada Hinojosa) (September 2024 - Present)
- Chief Compliance Officer @ (February 2022 - August 2024)
- Chief Compliance Officer @ (February 2020 - February 2022)
- Managing Director - Public Finance Administration @ (May 2009 - October 2018)
- Chief Administrative Officer @ (January 2011 - November 2015)
- Chief Compliance Officer @ (May 2009 - January 2011)
- Chief Compliance Officer @ (September 2007 - June 2009)
- Compliance Officer @ (May 2006 - August 2007)
- Examiner @ FINRA (September 2003 - October 2005)
- Branch Representative @ Charles Schwab (June 2002 - September 2003)
- Fixed Income Representative @ (January 2000 - January 2002)
Robert Coulter Education
- The Wharton School
Securities Industry Institute Certification (SII)
2009-2011 - The University of Texas at San Antonio
Bachelor of Business Administration (BBA) (Finance)
1994-2000
Robert Coulter Skills
- FINRA
- Series 24
- AML
- Series 7
- Capital Markets
- Securities
- Series 63
- Fixed Income
- Equities
- Investment Management
- Investment Advisory
- Bonds
- Risk Management
- Investment Advisers Act
- USA PATRIOT Act
- OFAC
- Compliance Monitoring
- Broker-Dealer
- Financial Services
- Securities Regulation
- Certified Anti-Money Laundering
- Leadership
- Social Media
- Derivatives
- Finance
- Strategic Planning
- Certified Anti Money
- Customer Service
- Financial Analysis
- Broker Dealer
- Certified Anti Money Laundering
- Investments
- Anti Money Laundering
- Trading
Robert Coulter Summary
- Robert Coulter, based in Texas, United States, is currently a Chief Compliance Officer at TRB Capital Markets (d/b/a Estrada Hinojosa). Robert Coulter brings experience from previous roles at Prospera Financial, Cain Watters & Associates and Hilltop Securities Inc.. Robert Coulter holds a 2009 - 2011 Securities Industry Institute Certification (SII) @ The Wharton School. With a robust skill set that includes FINRA, Series 24, AML, Series 7, Capital Markets and more. Robert Coulter has 1 mobile phone numbers on RocketReach.
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