Robert Coulter Email & Phone Number
Chief Compliance Officer
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Robert Coulter Location
- Texas, United States
Robert Coulter Work
- 2024 -now Chief Compliance Officer @ TRB Capital Markets (d/b/a Estrada Hinojosa)
- 2022 -2024 Chief Compliance Officer @
- 2020 -2022 Chief Compliance Officer @
- 2009 -2018 Managing Director - Public Finance Administration @
- 2011 -2015 Chief Administrative Officer @
- 2009 -2011 Chief Compliance Officer @
- 2007 -2009 Chief Compliance Officer @
- 2006 -2007 Compliance Officer @
- 2003 -2005 Examiner @ FINRA
- 2002 -2003 Branch Representative @ Charles Schwab
- 2000 -2002 Fixed Income Representative @
Robert Coulter Education
- The Wharton School
Securities Industry Institute Certification (SII)
2009-2011 - The University of Texas at San Antonio
Bachelor of Business Administration (BBA) (Finance)
1994-2000
Robert Coulter Skills
- FINRA
- Series 24
- AML
- Series 7
- Capital Markets
- Securities
- Series 63
- Fixed Income
- Equities
- Investment Management
- Investment Advisory
- Bonds
- Risk Management
- Investment Advisers Act
- USA PATRIOT Act
- OFAC
- Compliance Monitoring
- Broker-Dealer
- Financial Services
- Securities Regulation
- Certified Anti-Money Laundering
- Leadership
- Social Media
- Derivatives
- Finance
- Strategic Planning
- Certified Anti Money
- Customer Service
- Financial Analysis
- Broker Dealer
- Certified Anti Money Laundering
- Investments
- Anti Money Laundering
- Trading
Robert Coulter Summary
- Robert Coulter, based in Texas, United States, is currently a Chief Compliance Officer at TRB Capital Markets (d/b/a Estrada Hinojosa). Robert Coulter brings experience from previous roles at Prospera Financial, Cain Watters & Associates and Hilltop Securities Inc.. Robert Coulter holds a 2009 - 2011 Securities Industry Institute Certification (SII) @ The Wharton School. With a robust skill set that includes FINRA, Series 24, AML, Series 7, Capital Markets and more. Robert Coulter has 1 mobile phone numbers on RocketReach.
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