Robert Apple Email & Phone Number
AVP, Compliance @ Raymond James
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Robert Apple Location
- Saint Petersburg, FL, US
Robert Apple Work
- Senior Vice President Risk Management @ (October 2022 - August 2025)
- Risk Manager @ (September 2019 - October 2022)
- Director, Operational Risk @ (September 2016 - September 2019)
- Risk and Controls Manager @ (March 2016 - June 2016)
- Risk Manager @ (November 2015 - February 2016)
- Operational Risk Manager @ (February 2014 - August 2015)
- Operational Risk Consultant @ (January 2012 - February 2014)
- Compliance Manager @ (May 2008 - December 2011)
- Regulatory Analyst @ (July 2007 - May 2008)
- Owner @ Rob Apple, Inc (May 2001 - June 2007)
- Chief Compliance Officer @ (December 1999 - April 2001)
- Owner and Financial Advisor @ (October 1996 - December 1999)
- AVP, Compliance @
- Projection Analyst @ (February 1988 - June 1989)
Robert Apple Education
- University of Tampa
Bachelor’s Degree (Accounting)
1998-1999 - University of South Florida
(Accounting, Economics, and Finance)
1986-1989 - St. Petersburg College
Associate’s Degree (Accounting and Finance)
1982-1986 - St. Petersburg High School 1981-1982
- St. Petersburg Catholic High School 1978-1981
Robert Apple Skills
- Risk Management
- Brokerage
- Financial Services
- Financial Risk
- Operational Risk
- Banking
- Finance
- Auditing
- Leadership
- Management
- Privacy Compliance
- Compliance Program Management
- Risk Self Assessments
- Mentoring
- SOX 404
- FINRA CEO Certification
- Operational Risk Management
- Control mapping
- Microsoft Office
- Customer Service
- Strategic Planning
- Microsoft Excel
- Project Management
- Change Management
- Accounting
- Microsoft Word
- Team Building
- PowerPoint
- Business Analysis
- Basel
- Internal Audit
- Financial Reporting
- Negotiation
- Control Testing
- Financial Analysis
- Public Speaking
- Research
- Training
- Business Process Improvement
- Teamwork
- Coaching
- Program Management
- Risk Assessment
- Process Improvement
- Analysis
- Team Leadership
- Internal Controls
- Time Management
- Outlook
- Forecasting
Robert Apple Summary
- Robert Apple, based in Saint Petersburg, FL, US, is currently a AVP, Compliance at Raymond James Financial, Inc.. Robert Apple brings experience from previous roles at Citi, Raymond James Financial and TIAA. Robert Apple holds a 1998 - 1999 Bachelor’s Degree in Accounting @ University of Tampa. With a robust skill set that includes Risk Management, Brokerage, Financial Services, Financial Risk, Operational Risk and more. Robert Apple has 1 emails and 1 mobile phone numbers on RocketReach.
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