Robert A Email & Phone Number

Vice President, Senior Manager-Wealth Management Compliance-Investment Adviser Compliance @ HSBC

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Robert A's Location

New York, United States

Robert A's Work

Vice President, Senior Manager-Wealth Management Compliance-Investment Adviser Compliance @ HSBC
AVP-Assistant Vice President, Operations/Compliance @ New York Life
Investment Advisor Compliance Analyst @ Guardian Life

Assistant Vice President, Investment Advisor Compliance Analyst and Branch Office Examiner @ Dills Insurance

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Robert A's Education

Queens College
Bachelor of Arts (Media Studies, Communication)

Robert A's Skills

Alternative Investments
Series 63
Financial Advisory

Anti Money Laundering
Securities Regulation
Investments
Investment Advisory
Financial Services
Asset Managment
Equities

see less

Robert A's Summary

Robert A, based in New York, United States, is currently a Vice President, Senior Manager-Wealth Management Compliance-Investment Adviser Compliance at HSBC, bringing experience from previous roles at New York Life Insurance Company, Guardian Life Insurance and AIG Royal Alliance. Robert A holds a Bachelor of Arts in Media Studies, Communication @ Queens College. With a robust skill set that includes Alternative Investments, Series 63, Financial Advisory, Anti Money Laundering, Securities Regulation and more, Robert A contributes valuable insights to the industry. Robert A has 3 emails and 1 mobile phone number on RocketReach.

Robert A Email Address

Found 3 email address listings:

Robert A Phone Number

Found 6 phone numbers:

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