Rob Walter Email & Phone Number
Controls Management Specialist @ Vanguard
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Rob Walter Location
- Harleysville, PA, US
Rob Walter Work
- 2024 -now Controls Management Specialist @
- 2021 -2024 Risk, Control and Audit Specialist @
- 2013 -2021 Senior Compliance Administrator - Financial Advisor Services @
- 2011 -2013 Senior Compliance Administrator - Corporate Compliance @
- 2008 -2011 Call Quality Administrator @
- 2006 -2008 Flagship Senior Client Relationship Associate @
- 2005 -2006 Retirement Specialist @
- 2005 -2005 Retail Services Client Relationship Associate @
Rob Walter Education
- Millersville University of Pennsylvania
Bachelor's of Science (Finance)
2000-2004 - Hatboro-Horsham High School 1997-2000
Rob Walter Skills
- Investments
- FINRA
- Series 6
- Mutual Funds
- Retirement Planning
- Relationship Management
- Series 63
- Asset Allocation
- Series 7
- Financial Regulation
- Series 24
- Compliance Oversight
- Financial Markets
- Broker-Dealer Compliance
- SEC
- Wealth Management Services
- Portfolio Management
- Manage Client Relationships
- Investment Advisory Services
- Leadership
- Asset Management
- Personal Finance
- ETFs
- Strategic Planning
- Investment Portfolio
- Broker Dealer Compliance
- Team Building
- Banking
- PowerPoint
- Sales
- Quality Assurance
- Business Relationship Management
- Marketing
- Securities Regulation
- Customer Relationship Management Crm
- Customer Relationship Management
Rob Walter Summary
- Rob Walter, based in Harleysville, PA, US, is currently a Controls Management Specialist at Vanguard. Rob Walter brings experience from previous roles at Vanguard. Rob Walter holds a 2000 - 2004 Bachelor's of Science in Finance @ Millersville University of Pennsylvania. With a robust skill set that includes Investments, FINRA, Series 6, Mutual Funds, Retirement Planning and more. Rob Walter has 3 emails and 3 mobile phone numbers on RocketReach.
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