Rob Stapleton Email & Phone Number
Sr. Director for Financial Crime Compliance @ Vanguard
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Rob Stapleton Location
- Malvern, PA, US
Rob Stapleton Work
- Sr. Director for Financial Crime Compliance @ (June 2025 - Present)
- Global Head of Financial Crimes Compliance @ (November 2023 - May 2025)
- Head of Compliance - Nasdaq Digital Assets North American Markets @ (October 2022 - November 2023)
- Chief AML Officer @ (February 2021 - October 2022)
- Global Head of Financial Crimes Investigations @ (November 2020 - February 2021)
- Associate General Counsel @ (August 2019 - November 2020)
- Global Head of AML @ (August 2018 - July 2019)
- Sr. Legal Counsel @ (July 2017 - July 2018)
- Trial Attorney @ U.S. Department of Justice, Money Laundering and Asset Recovery Section (February 2006 - July 2017)
- Trial Attorney (Detail) @ (August 2012 - August 2013)
- Trial Attorney (Detail) @ (March 2012 - July 2012)
- Special Assistant United States Attorney @ (August 2009 - April 2010)
- Policy Analyst @ (March 2003 - February 2006)
Rob Stapleton Education
- Temple University - James E. Beasley School of Law
J.D. (Law)
1998-2001 - Villanova University
BA (English)
1994-1998 - University of Wollongong
English
1996-1996
Rob Stapleton Skills
- Remediation
- Management
- Communication
- Analytical Skills
- Attention to Detail
- Interpersonal Skills
- Operational Compliance
- CTF
- Suspicious Activity Reports (SAR)
- Customer Due Diligence (CDD)
- Regulatory Risk
- Sanction
- USA PATRIOT Act
- Team Building
- Criminal Law
- Anti Money Laundering
- Legal Research
- Litigation
- Legal Writing
- Criminal Investigations
- AML
- Appeals
- Bank Secrecy Act
- Civil Litigation
- Compliance Management
- Courts
- Due Diligence
- Enforcement
- FINRA
- FinCEN
- Financial Crimes Investigations
- Financial Services
- Fraud Investigations
- Government
- International Law
- International Relations
- Investigation
- KYC
- Law
- Law Enforcement
- Leadership
- Legal Advice
- Legal Assistance
- Legal Compliance
- Policy
- Policy Analysis
- Prosecution
- Public Policy
- Regulatory Compliance
- U.S. Office of Foreign Assets Control (OFAC)
- AutoCAD
- Strategy
- Immigration Law
- Strategic Planning
- Justice
- Wireless
- Westlaw
- Microsoft Word
- Microsoft Office
- Mediation
- Research
Rob Stapleton Summary
- Rob Stapleton, based in Malvern, PA, US, is currently a Sr. Director for Financial Crime Compliance at Vanguard. Rob Stapleton brings experience from previous roles at Marex, Nasdaq and Interactive Brokers. Rob Stapleton holds a 1998 - 2001 J.D. in Law @ Temple University - James E. Beasley School of Law. With a robust skill set that includes Remediation, Management, Communication, Analytical Skills, Attention to Detail and more. Rob Stapleton has 4 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Rob Stapleton?
Find contact details for 700 million professionals.
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co