Rob Sobol Email & Phone Number
Counsel and Consultant
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Rob Sobol Location
- Bryn Athyn, PA, US
Rob Sobol Work
- Counsel and Consultant @ Counsel / Consultant (Post-TDA, Contracts) (May 2022 - Present)
- Asociate General Counsel - Product, Advice, Digital, BD, Compliance, ERISA, Fixed Income @ (December 2009 - May 2022)
- Counsel and Chief Compliance Officer @ Private Practice (June 2009 - December 2009)
- Vice President - Senior Counsel - Investment Products @ (April 2006 - June 2009)
- Counsel @ (May 1998 - April 2006)
Rob Sobol Education
- Widener University Schools of Law
JD (Cum Laude/Law Review/Published) (Law)
1994-1998 - Temple University
B.A. (History)
1987-1988
Rob Sobol Skills
- Research Skills
- Financial Services
- Global Regulatory Compliance
- Technical Requirements
- Strategic Business
- Project Management
- Mutual Funds
- Asset Management
- Alternative Investments
- Regulatory Affairs
- Private Equity
- Corporate Law
- Securities Law
- Risk Management
- Fixed Income
- Intellectual Property
- SEC reporting
- International Business
- Retirement Planning
- Blockchain
- General Counsel
- Investment Products
- Mergers
- Securities Regulation
- Corporate Finance
- Increasing Asset Management Revenue
- Portfolio Management
- Annuities
- Derivatives
- Investments
- Prime Brokerage
- Legal Advice
- Investment Advisory
- Fund Of Funds
- Increasing Aum
- Wealth Management
- Compliance
- AML
- Equities
- Money Market
- Securities
- College Savings Plans
- Financial Institutions
- Legal
- Revenue Improvement
- Directors
- Corporate Governance
- Investment Companies
- Repos
- ERISA
- ETFs
- Due Diligence
- Risk
- Venture Capital
- Compliance Management
- Patents
- Increasing Asset Management Distribution
- 529 Plans
- Hedge Funds
- Financial Markets
- Private Placements
- International Finance
- Structured Products
Rob Sobol Summary
- Rob Sobol, based in Bryn Athyn, PA, US, is currently a Counsel and Consultant at Counsel / Consultant (Post-TDA, Contracts). Rob Sobol brings experience from previous roles at TD Ameritrade, Private Practice, Bank of America Merrill Lynch and Additional Experience. Rob Sobol holds a 1994 - 1998 JD (Cum Laude/Law Review/Published) in Law @ Widener University Schools of Law. With a robust skill set that includes Research Skills, Financial Services, Global Regulatory Compliance, Technical Requirements, Strategic Business and more. Rob Sobol has 3 emails and 3 mobile phone numbers on RocketReach.
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