Rob Horvath Email & Phone Number
Director @ ACA Compliance Group
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Rob Horvath Location
- California, United States
Rob Horvath Work
- Director @ (April 2021 - Present)
- Senior Principal Consultant @ (November 2017 - March 2021)
- Vice President @ (February 2016 - November 2017)
- Chief Compliance Officer and Chief Operating Officer @ (January 2011 - January 2016)
- Chief Compliance Officer @ Lateef Investment Management (January 2008 - January 2011)
- Chief Compliance Officer @ Standard Pacific Capital (January 2006 - January 2008)
- Securities Compliance Examiner @ (January 2005 - January 2006)
- Vice President, Regulatory Investigations, Global Corporate Investment Banking @ (January 2003 - January 2005)
- Legal Analyst @ (January 2000 - January 2003)
- Employment Law Department @ (January 1998 - January 2000)
Rob Horvath Education
- UCLA
Bachelor of Arts (B.A.) (Political Science and International Relations with Business Administration Minor)
- Tulane University Law School
Juris Doctor (J.D.) (Common Law Curriculum)
Rob Horvath Skills
- Regulatory Compliance
- Hedge Funds
- Private Equity
- Venture Capital
- Fund Of Funds
- Offshore Funds
- Alternative Investments
- Investment Advisers Act
- Risk Management
- Securities Regulation
- Investment Management
- Financial Services
- Investments
- Investment Banking
- Investment Advisory
- Asset Management
- Portfolio Management
- Operational Risk Management
- Code of Ethics
- Corporate Governance
- Due Diligence
- Equities
- Mutual Funds
- ETFs
- Fund Audits
- Fund Administration
- Securities
- Risk Assessment
- Capital Markets
- Fixed Income
- KYC
- AML
- Anti Money Laundering
- Prime Brokerage
- Corporate Finance
- Equity Research
- Project Management
- Vendor Management
- Investor Relations
- FinTech
- ERISA
- Bank Secrecy Act
- Dodd-Frank
- Investment Company Act
- SEC
- FINRA
- OFAC
- Operations Management
- Legal
- Securities Exchange Act of 1934
- Dodd Frank
Rob Horvath Summary
- Rob Horvath, based in California, United States, is currently a Director at ACA Group. Rob Horvath brings experience from previous roles at ACA Group, Cordium, ABR Investment Strategy, LLC / ABR Capital Management, LLC and Lateef Investment Management. Rob Horvath holds a Bachelor of Arts (B.A.) in Political Science and International Relations with Business Administration Minor @ UCLA. With a robust skill set that includes Regulatory Compliance, Hedge Funds, Private Equity, Venture Capital, Fund Of Funds and more. Rob Horvath has 2 emails and 1 mobile phone numbers on RocketReach.
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