Rik Appleby Email & Phone Number
Chief Compliance Officer and MLRO @ Aldermore Bank
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Rik Appleby Location
- London, GB
Rik Appleby Work
- 2025 -now Chief Compliance Officer and MLRO @
- 2025 -2026 Director of Compliance, Conduct and Financial Crime (SMF 16 and 17) @
- 2023 -2025 Head of Digital Compliance and Conduct @
- 2018 -2023 Global Head of Compliance - Digital and Innovation @
- 2013 -2017 Senior Manager (Director level), Global Retail Banking and Wealth Management @
- 2012 -2013 Compliance Director @ Barclays
- 2010 -2012 Senior Compliance Manager @
Rik Appleby Education
- Southampton Solent University
Politics (Politics)
1997-1999
Rik Appleby Skills
- AML
- Banking
- Complaint Management
- FSA
- Financial Regulation
- Financial Risk
- Financial Services
- Governance
- Insurance
- KYC
- Leadership
- Mortgage Lending
- OFAC
- Operational Risk
- Pensions
- Project Delivery
- Relationship Management
- Retail Banking
- Risk Management
- Stakeholder Management
- Wealth Management
Rik Appleby Summary
- Rik Appleby, based in London, GB, is currently a Chief Compliance Officer and MLRO at Aldermore Bank. Rik Appleby brings experience from previous roles at Aldermore Bank, NatWest Group and HSBC. Rik Appleby holds a 1997 - 1999 Politics in Politics @ Southampton Solent University. With a robust skill set that includes AML, Banking, Complaint Management, FSA, Financial Regulation and more. Rik Appleby has 1 emails and 3 mobile phone numbers on RocketReach.
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