Rick Schell Email & Phone Number
Chief Compliance Officer @ Comerica Securities Inc
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Rick Schell Location
- Dallas, TX, US
Rick Schell Work
- Chief Compliance Officer @ (October 2019 - Present)
- Managing Director @ Automated Compliance Management, LLC (December 2012 - September 2021)
- CCO Futures and Forex Director Active Trader Compliance @ (February 2013 - January 2018)
- Chief Compliance Officer--Americas @ (November 2010 - October 2012)
- Manager, Head of Trading Compliance Oil Americas @ (January 2005 - January 2009)
Rick Schell Education
- The John Marshall Law School
JD (Law)
- DePaul University
BS (Finance)
Rick Schell Skills
- Derivatives
- Securities
- Financial Risk
- Risk Management
- Trading
- FINRA
- Proprietary Trading
- Finance
- Management
- Investments
- Dodd-Frank
- Capital Markets
- Trading Strategies
- Options
- Due Diligence
- Commodity
- Hedge Funds
- ETFs
- Financial Regulation
- Financial Markets
- Portfolio Management
- Foreign Exchange
- Training
- Analysis
- Equities
- Operational Risk
- Mutual Funds
- Investment Banking
- Fixed Income
- Energy Markets
- AML
- Auditing
- Policy
- Leadership
- Information Technology
- Technology
- Anti Money Laundering
- Commodity Markets
- Reviews
- Business Development
- Nyse
- Compliance
- Business Strategy
- Compliance Management
- Dodd Frank
Rick Schell Summary
- Rick Schell, based in Dallas, TX, US, is currently a Chief Compliance Officer at Comerica Securities Inc. Rick Schell brings experience from previous roles at Automated Compliance Management, LLC, TD Ameritrade, Newedge and BP. Rick Schell holds a JD in Law @ The John Marshall Law School. With a robust skill set that includes Derivatives, Securities, Financial Risk, Risk Management, Trading and more. Rick Schell has 1 emails and 2 mobile phone numbers on RocketReach.
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