Rick Schell Email & Phone Number
Chief Compliance Officer @ Comerica Securities Inc
5 free lookup(s).
Rick Schell Location
- Dallas, TX, US
Rick Schell Work
- 2019 - now Chief Compliance Officer @
- 2012 - 2021 Managing Director @ Automated Compliance Management, LLC
- 2013 - 2018 CCO Futures and Forex Director Active Trader Compliance @
- 2010 - 2012 Chief Compliance Officer--Americas @
- 2005 - 2009 Manager, Head of Trading Compliance Oil Americas @
Rick Schell Education
- DePaul University
BS (Finance)
- The John Marshall Law School
JD (Law)
Rick Schell Skills
- Derivatives
- Securities
- Financial Risk
- Risk Management
- Trading
- FINRA
- Proprietary Trading
- Finance
- Management
- Investments
- Dodd-Frank
- Capital Markets
- Trading Strategies
- Options
- Due Diligence
- Commodity
- Hedge Funds
- ETFs
- Financial Regulation
- Financial Markets
- Portfolio Management
- Foreign Exchange
- Training
- Analysis
- Equities
- Operational Risk
- Mutual Funds
- Investment Banking
- Fixed Income
- Energy Markets
- AML
- Auditing
- Policy
- Leadership
- Information Technology
- Technology
- Anti Money Laundering
- Commodity Markets
- Reviews
- Business Development
- Nyse
- Compliance
- Business Strategy
- Compliance Management
- Dodd Frank
Rick Schell Summary
- Rick Schell, based in Dallas, TX, US, is currently a Chief Compliance Officer at Comerica Securities Inc. Rick Schell brings experience from previous roles at Automated Compliance Management, LLC, TD Ameritrade, Newedge and BP. Rick Schell holds a BS in Finance @ DePaul University. With a robust skill set that includes Derivatives, Securities, Financial Risk, Risk Management, Trading and more. Rick Schell has 2 emails and 2 mobile phone numbers on RocketReach.
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