Rick Penafiel Email & Phone Number
Managing Director - Market Executive @ UBS Group AG
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Rick Penafiel Location
- Florida, United States
Rick Penafiel Work
- Managing Director - Market Executive @ (August 2026 - Present)
- Regional Director and Managing Director @ (March 2008 - Present)
- Senior Managing Director @ (February 1997 - March 2008)
- Vice President @ PaineWebber, Inc. (June 1993 - February 1997)
Rick Penafiel Education
- Boston College
BS (Finance, Economics, MIS)
1989-1993
Rick Penafiel Skills
- Equities
- Series 7
- Fixed Income
- Series 63
- Investments
- Securities
- Wealth Management
- Alternative Investments
- Asset Allocation
- Capital Markets
- Investment Management
- Mutual Funds
- Series 24
- Asset Management
- Hedge Funds
- FINRA
- Business Analysis
- Sales
- Securities Regulation
- Team Building
- Marketing Strategy
- Trading
- Project Management
- Management
- Leadership
Rick Penafiel Summary
- Rick Penafiel, based in Florida, United States, is currently a Managing Director - Market Executive at UBS. Rick Penafiel brings experience from previous roles at J.P. Morgan, Bear Stearns & Co., Inc. and PaineWebber, Inc.. Rick Penafiel holds a 1989 - 1993 BS in Finance, Economics, MIS @ Boston College. With a robust skill set that includes Equities, Series 7, Fixed Income, Series 63, Investments and more. Rick Penafiel has 4 emails on RocketReach.
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