Rick Kenney Email
Chief Compliance Officer @ NEI Investments
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Rick Kenney Location
- Mississauga, ON, CA
Rick Kenney Work
- 2024 -now Chief Compliance Officer @
- 2022 -2024 Chief Compliance Officer @
- 2021 -2022 Director, Corporate Compliance @
- 2020 -2021 Chief Compliance Officer @ Forest Gate Financial Corporation
- 2018 -2019 AVP Compliance @
- 2016 -2017 Chief Compliance Officer UBS Bank Canada and UBS Investment Management Inc. @
- 2015 -2016 V.P. Compliance | BMO Private Banking | Legal, Corporate and Compliance Group | BMO Financial Group @
- 2010 -2015 Chief Compliance Officer and V.P., Risk Management, IPC Portfolio Services Inc. @ Counsel Portfolio Services
- 2010 -2010 Chief Compliance Officer @
- 2009 -2009 Director, National Compliance @
- 2006 -2008 Director, Retail Compliance @
- 2000 -2006 Compliance Executive @
Rick Kenney Education
- CFA Institute
CFA Charter (Investment Analysis)
1996-2003 - Canadian Securities Institute
Chartered Investment Management
1995-1995 - McMaster University
B.A. (Economics)
1990-1993
Rick Kenney Skills
- Investments
- Management
- Fixed Income
- Equities
- Financial Risk
- Alternative Investments
- Wealth Management
- Securities
- Risk Management
- Investment Advisory
- AML
- Investment Management
- Retirement Planning
- Portfolio Management
- Mutual Funds
- Asset Management
- Business Strategy
- Financial Analysis
- Derivatives
- Capital Markets
- Auditing
- Investment Strategies
- Hedge Funds
- Asset Allocation
- Asset Managment
- Anti Money Laundering
Rick Kenney Summary
- Rick Kenney, based in Mississauga, ON, CA, is currently a Chief Compliance Officer at NEI Investments. Rick Kenney brings experience from previous roles at Embark, Forest Gate Financial Corporation and Laurentian Bank of Canada. Rick Kenney holds a 1996 - 2003 CFA Charter in Investment Analysis @ CFA Institute. With a robust skill set that includes Investments, Management, Fixed Income, Equities, Financial Risk and more. Rick Kenney has 2 emails on RocketReach.
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