Rick Kenney Email

Chief Compliance Officer @ NEI Investments

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Rick Kenney Location

Mississauga, ON, CA

Rick Kenney Work

2024 - now Chief Compliance Officer @ NEI Investments
2022 - 2024 Chief Compliance Officer @ Embark Student Corp.
2021 - 2022 Director, Corporate Compliance @ Embark Student Corp.

2020 - 2021 Chief Compliance Officer @ Forest Gate Financial Corporation
2018 - 2019 AVP Compliance @ Laurentian Bank
2016 - 2017 Chief Compliance Officer UBS Bank Canada and UBS Investment Management Inc. @ UBS Group AG
2015 - 2016 V.P. Compliance | BMO Private Banking | Legal, Corporate and Compliance Group | BMO Financial Group @ BMO Private Banking
2010 - 2015 Chief Compliance Officer and V.P., Risk Management, IPC Portfolio Services Inc. @ Counsel Portfolio Services
2010 - 2010 Chief Compliance Officer @ Worldsource Wealth Management
2009 - 2009 Director, National Compliance @ Manulife Securities

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Rick Kenney Education

CFA Institute
CFA Charter (Investment Analysis)
1996 - 2003
Canadian Securities Institute
Chartered Investment Management
1995 - 1995
McMaster University
B.A. (Economics)
1990 - 1993

Rick Kenney Summary

Rick Kenney, based in Mississauga, ON, CA, is currently a Chief Compliance Officer at NEI Investments. Rick Kenney brings experience from previous roles at Embark, Knowledge First Financial, Forest Gate Financial Corporation and Laurentian Bank of Canada. Rick Kenney holds a 1996 - 2003 CFA Charter in Investment Analysis @ CFA Institute. Rick Kenney has 2 emails on RocketReach.

Rick Kenney Emails

Found 2 emails

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