Rick Kenney Email
Chief Compliance Officer @ NEI Investments
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Rick Kenney Location
- Mississauga, ON, CA
Rick Kenney Work
- Chief Compliance Officer @ (December 2024 - Present)
- Chief Compliance Officer @ (October 2022 - December 2024)
- Director, Corporate Compliance @ (June 2021 - October 2022)
- Chief Compliance Officer @ Forest Gate Financial Corporation (February 2020 - June 2021)
- AVP Compliance @ (February 2018 - November 2019)
- Chief Compliance Officer UBS Bank Canada and UBS Investment Management Inc. @ (July 2016 - November 2017)
- V.P. Compliance | BMO Private Banking | Legal, Corporate and Compliance Group | BMO Financial Group @ (March 2015 - July 2016)
- Chief Compliance Officer and V.P., Risk Management, IPC Portfolio Services Inc. @ Counsel Portfolio Services (September 2010 - March 2015)
- Chief Compliance Officer @ (January 2010 - August 2010)
- Director, National Compliance @ (January 2009 - December 2009)
- Director, Retail Compliance @ (July 2006 - December 2008)
- Compliance Executive @ (December 2000 - January 2006)
Rick Kenney Education
- CFA Institute
CFA Charter (Investment Analysis)
1996-2003 - Canadian Securities Institute
Chartered Investment Management
1995-1995 - McMaster University
B.A. (Economics)
1990-1993
Rick Kenney Skills
- AML
- Alternative Investments
- Anti Money Laundering
- Asset Allocation
- Asset Management
- Asset Managment
- Auditing
- Business Strategy
- Capital Markets
- Change Management
- Derivatives
- Equities
- Financial Analysis
- Financial Risk
- Fixed Income
- Hedge Funds
- Investment Advisory
- Investment Management
- Investment Strategies
- Investments
- Management
- Mutual Funds
- Portfolio Management
- Retirement Planning
- Risk Management
- Securities
- Wealth Management
Rick Kenney Summary
- Rick Kenney, based in Mississauga, ON, CA, is currently a Chief Compliance Officer at NEI Investments. Rick Kenney brings experience from previous roles at Embark, Forest Gate Financial Corporation and Laurentian Bank of Canada. Rick Kenney holds a 1996 - 2003 CFA Charter in Investment Analysis @ CFA Institute. With a robust skill set that includes AML, Alternative Investments, Anti Money Laundering, Asset Allocation, Asset Management and more. Rick Kenney has 2 emails on RocketReach.
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Rick Kenney
Chief Compliance Officer
Mississauga, ON, CA
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