Rick Fleeman Email & Phone Number
Senior Manager Financial Crimes Risk Management @ Charles Schwab
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Rick Fleeman Location
- Texas, United States
Rick Fleeman Work
- Senior Manager Financial Crimes Risk Management @ (May 2025 - Present)
- Director, 1st Line Risk Managment @ (July 2023 - June 2025)
- Senior Manager First Line Risk Mgmt. @ (April 2019 - July 2023)
- Internal Audit Manager @ (September 2017 - April 2019)
- Senior Auditor @ (April 2016 - April 2019)
- Staff Auditor II @ (May 2015 - April 2019)
- Operations Control @ (January 2004 - April 2015)
- Team Manager of Settlements and Cage @ (January 2008 - January 2010)
- Assistant Team Manager Settlements @ (January 2006 - January 2008)
Rick Fleeman Education
- University of Nebraska-Lincoln
International Studies (Political Science, Economics, Humanities)
2000-2004
Rick Fleeman Skills
- Equities
- FINRA
- Financial Services
- Investments
- Leadership
- Management
- Options
- Portfolio Management
- Risk Management
- Securities
- Series 24
- Series 63
- Series 7
- Settlement
- Internal Audit
- PowerPoint
- Financial Reporting
- Microsoft Office
- Public Speaking
- Financial Analysis
Rick Fleeman Summary
- Rick Fleeman, based in Texas, United States, is currently a Senior Manager Financial Crimes Risk Management at Charles Schwab. Rick Fleeman brings experience from previous roles at Charles Schwab and TD Ameritrade. Rick Fleeman holds a 2000 - 2004 International Studies in Political Science, Economics, Humanities @ University of Nebraska-Lincoln. With a robust skill set that includes Equities, FINRA, Financial Services, Investments, Leadership and more. Rick Fleeman has 2 emails and 2 mobile phone numbers on RocketReach.
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