Richard White Email & Phone Number
Director of Operations and Compliance @ Affiliated Advisors
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Richard White Location
- Saint Paul, MN, US
Richard White Work
- Director of Operations and Compliance @ (May 2024 - Present)
- Lead Control Management Officer @ (October 2021 - March 2023)
- Senior Director - Enterprise Operational Risk Management @ (October 2015 - October 2021)
- Senior Manager- Risk Mitigation Controls @ (January 2014 - October 2015)
- Senior Manager - Marketing and Communications Supervision @ (June 2011 - January 2014)
- Sales Supervision Manager @ (May 2010 - June 2011)
- Branch Operations Manager @ (July 2007 - May 2010)
- Field Compliance Analyst @ (November 2003 - July 2007)
Richard White Education
- University of Michigan
Bachelor’s Degree (Political Science)
- Keller Graduate School of Management of DeVry University
MBA (Finance)
Richard White Skills
- AML
- Anti Money Laundering
- Branch Management
- Business Process Improvement
- Business Relationship Management
- Business Risk
- Change Management
- Compliance
- Continuous Improvement
- Cross-functional Team Leadership
- FINRA
- Finance
- Financial Services
- GRC
- Human Resources (HR)
- Insurance
- Investments
- Leadership
- Management
- Marketing
- Mutual Funds
- Operations Management
- Profit & Loss Management
- Project Coordination
- Project Management
- RSA Archer
- Recruiting
- Risk Control Self Assessment (RCSA)
- Risk Governance
- Risk Management
- Sales Management
- Sales Operations
- Securities
- Series 24
- Strategic Partnerships
- Strategy
- Team Leadership
- Wealth Management
- Mitigation
- Cross Functional Team Leadership
Richard White Summary
- Richard White, based in Saint Paul, MN, US, is currently a Director of Operations and Compliance at Affiliated Advisors. Richard White brings experience from previous roles at Wells Fargo and Ameriprise Financial Services, LLC. Richard White holds a Bachelor’s Degree in Political Science @ University of Michigan. With a robust skill set that includes AML, Anti Money Laundering, Branch Management, Business Process Improvement, Business Relationship Management and more. Richard White has 5 emails and 3 mobile phone numbers on RocketReach.
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