Richard Weiss Email & Phone Number
Chief Compliance Officer @ International Assets Advisory
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Richard Weiss Location
- Boston, MA, US
Richard Weiss Work
- Chief Compliance Officer @ (January 2018 - Present)
- Cantella and Co., Inc. @ (October 2015 - November 2017)
- Director, Branch Supervision and VP, Compliance @ Investors Capital (May 2014 - October 2015)
- VP Legal Dept, Senior Analyst @ Investors Capital (June 2010 - May 2014)
- Senior OSJ and Auditor, Home Office Principal @ Investors Capital (March 2006 - June 2010)
- Trader @ Investors Capital (July 2004 - March 2006)
- NASDAQ Market Maker, VP Trading @ OLDE / H&R Block Financial Advisors (June 1999 - September 2002)
Richard Weiss Education
- Wharton School, University of Pennsylvania
FINRA Institute @ Wharton CRCP
2010-2010 - Southern New Hampshire University
(Business Administration and Management, General)
1996-1996 - Northeastern University 1988-1993
Richard Weiss Skills
- Financial Analysis
- Traders
- Defense
- Social Media
- Dealers
- Oscillators
- Insurance
- Internal Investigations
- Technical Analysis
- Liaison
- Reviews
- Supervision
- Indicators
- Advertising
- Approvals
- Series 7
- Dispute Resolution
- Securities and Exchange Commission
- Risk Tolerance
- Securities
- Expert Witness
- Viability
- Settlement
- Business Administration
- Hearings
- Regulations
- Sales Management
- Management
- Sales
- Banking
- Stocks
- Litigation
- Retail
- Analytical Skill
- Series 24
- Grievances
- Institutional
- Arbitration
- Facts
- Risk Management
- Discount
- Oversight
- FINRA
Richard Weiss Summary
- Richard Weiss, based in Boston, MA, US, is currently a Chief Compliance Officer at International Assets Advisory. Richard Weiss brings experience from previous roles at Cantella & Co., Inc. and Investors Capital. Richard Weiss holds a 2010 - 2010 FINRA Institute @ Wharton CRCP @ Wharton School, University of Pennsylvania. With a robust skill set that includes Financial Analysis, Traders, Defense, Social Media, Dealers and more. Richard Weiss has 1 emails and 2 mobile phone numbers on RocketReach.
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