Compliance Risk Testing Lead @ (October 2018 - October 2019)
Audit Group Manager, VP @ (November 2014 - October 2018)
Compliance Manager, Testing, VP @ (February 2014 - November 2014)
Compliance Testing Manager and Compliance Officer @ (August 2008 - February 2014)
Richard Lauer Education
Ferris State University
B.S. (Society for the Advancement of Management (SAM))
1986-1990
Dow High School
Richard Lauer Skills
FINRA
Compliance Regulations
USA PATRIOT Act
Banking
Crcm
Privacy Compliance
Anti Money Laundering
CDD
Compliance
Customer Service
Privacy Regulations
Financial Services
Securities
Bank Secrecy Act
AML
Series 7
Richard Lauer Summary
Richard Lauer, based in Pearland, TX, US, is currently a Mortgage Audit Manager, SVP at Cadence Bank (Now Huntington Bank). Richard Lauer brings experience from previous roles at USAA, Cadence Bank, BOK Financial and Zions Bancorporation. Richard Lauer holds a 1986 - 1990 B.S. in Society for the Advancement of Management (SAM) @ Ferris State University. With a robust skill set that includes FINRA, Compliance Regulations, USA PATRIOT Act, Banking, Crcm and more. Richard Lauer has 1 emails and 2 mobile phone numbers on RocketReach.
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