Richard Larocque Email & Phone Number
Vice President, Deputy Chief Compliance Officer and Associate General Counsel @ Ullico Inc.
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Richard Larocque Location
- Washington, DC, US
Richard Larocque Work
- 2022 -now Vice President, Deputy Chief Compliance Officer and Associate General Counsel @
- 2015 -now Vice President, Compliance and Associate General Counsel @
- 2008 -2015 VP, Compliance and Counsel @
- 2011 -now Chief Compliance Officer @ Ullico Invetment Advisors, Inc., Ullico Investment Company, LLC
- 2003 -2008 Compliance Officer @
- 2001 -2003 Variable Life Operations Manager @
- 1996 -2001 Manager Contract Services @
Richard Larocque Education
- Wharton Executive Education
FINRA Certified Regulatory and Compliance Professional, CRCP
2016-2016 - New England Law | Boston
Juris Doctorate
2003-2007 - Massachusetts College of Liberal Arts
BS (Business Management)
1987-1991
Richard Larocque Skills
- Customer Service
Richard Larocque Summary
- Richard Larocque, based in Washington, DC, US, is currently a Vice President, Deputy Chief Compliance Officer and Associate General Counsel at Ullico Inc.. Richard Larocque brings experience from previous roles at Ullico Inc., Ullico Invetment Advisors, Inc., Ullico Investment Company, LLC and Sun Life Financial. Richard Larocque holds a 2016 - 2016 FINRA Certified Regulatory and Compliance Professional, CRCP @ Wharton Executive Education. With a robust skill set that includes Customer Service and more. Richard Larocque has 2 emails and 2 mobile phone numbers on RocketReach.
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