Richard Hoffman Location
Boonton, NJ, US
Richard Hoffman Work
- 2021 - now Senior Vice President and Associate General Counsel @ Truist
- 2019 - 2021 First Vice President and Assistant General Counsel - Broker Dealer @ Truist
- 2014 - 2019 Vice President, Corporate Counsel @ Prudential Financial
- 2005 - 2014 Vice President, Corporate Counsel @ Prudential Financial
- 2004 - 2005 Of Counsel @ Cozen O'Connor
- 2003 - 2004 Consultant @ JPMorgan Chase/Cozen O'Connor
- 2001 - 2003 Assistant General Counsel and Chief of Compliance @ American Capital Access Service Corporation
- 1998 - 2001 Assistant General Counsel, Corporate Vice President @ UBS Group AG
- 1995 - 1998 Counsel - Insurance Operations @ The MONY Group
- 1994 - 1995 Associate @ Sills Cummis & Gross P.C.
Richard Hoffman Education
- Saint John's University
Juris Doctor (J.D.)
1991 - 1993 - Brooklyn College
Bachelor of Science (B.S.) (Accounting)
1982 - 1986
Richard Hoffman Skills
- Providing counsel to Broker-Dealers, Investment Advisers and Insurance Companies
- Securities Regulation
- Insurance Law
- Investments
- FINRA
- Mutual Funds
- Financial Services
- Securities
- Insurance
- Corporate Law
Richard Hoffman Summary
Richard Hoffman, based in Boonton, NJ, US, is currently a Senior Vice President and Associate General Counsel at Truist. Richard Hoffman brings experience from previous roles at Truist, Prudential Financial and Cozen O'Connor. Richard Hoffman holds a 1991 - 1993 Juris Doctor (J.D.) @ Saint John's University. With a robust skill set that includes Providing counsel to Broker-Dealers, Investment Advisers and Insurance Companies, Securities Regulation, Insurance Law, Investments, FINRA and more. Richard Hoffman has 2 emails and 2 mobile phone numbers on RocketReach.
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