Richard Hoffman Email & Phone Number
Senior Vice President and Associate General Counsel @ Truist
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Richard Hoffman Location
- Boonton, NJ, US
Richard Hoffman Work
- 2021 -now Senior Vice President and Associate General Counsel @
- 2019 -2021 First Vice President and Assistant General Counsel - Broker Dealer @
- 2014 -2019 Vice President, Corporate Counsel @
- 2005 -2014 Vice President, Corporate Counsel @
- 2004 -2005 Of Counsel @
- 2003 -2004 Consultant @ JPMorgan Chase/Cozen O'Connor
- 2001 -2003 Assistant General Counsel and Chief of Compliance @ American Capital Access Service Corporation
- 1998 -2001 Assistant General Counsel, Corporate Vice President @
- 1995 -1998 Counsel - Insurance Operations @
- 1994 -1995 Associate @
- 1993 -1994 Associate @
Richard Hoffman Education
- Saint John's University
Juris Doctor (J.D.)
1991-1993 - Brooklyn College
Bachelor of Science (B.S.) (Accounting)
1982-1986
Richard Hoffman Skills
- Providing counsel to Broker-Dealers, Investment Advisers and Insurance Companies
- Securities Regulation
- Insurance Law
- Investments
- FINRA
- Mutual Funds
- Financial Services
- Securities
- Insurance
- Corporate Law
- Corporate Governance
- Risk Management
- Due Diligence
- Estate Planning
- Finance
- Investment Advisory
- Providing Counsel to Broker Dealers
- Investment Advisers and Insurance Companies
Richard Hoffman Summary
- Richard Hoffman, based in Boonton, NJ, US, is currently a Senior Vice President and Associate General Counsel at Truist. Richard Hoffman brings experience from previous roles at Truist, Prudential Financial and Cozen O'Connor. Richard Hoffman holds a 1991 - 1993 Juris Doctor (J.D.) @ Saint John's University. With a robust skill set that includes Providing counsel to Broker-Dealers, Investment Advisers and Insurance Companies, Securities Regulation, Insurance Law, Investments, FINRA and more. Richard Hoffman has 2 emails and 2 mobile phone numbers on RocketReach.
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