Ria Smith Email

Senior Manager Risk and Compliance, Group Investigations @ Westpac Group

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Ria Smith Location

Sydney, NSW, AU

Ria Smith Work

2020 - now Senior Manager Risk and Compliance, Group Investigations @ Westpac Group
2018 - 2020 Senior Manager, Risk and Compliance - Westpac Retail and Premium Bank, BankSA and Bank of Melbourne @ Westpac
2016 - 2018 Senior Manager Compliance, Consumer bank (2nd Line) @ Westpac

2014 - 2016 Senior Manager, Risk and Compliance @ HUB24 Limited
2014 - 2014 Manager, Regulatory Compliance (redeployment period) @ AMP
2013 - 2014 Compliance Manager, AMP Bank (secondment) @ AMP
2011 - 2013 Manager - Regulatory Change @ AMP
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2010 - 2011 Regulatory Change Manager @ AMP
2009 - 2010 Assistant Manager, Risk and Compliance - Insurance @ BT Financial Group
2007 - 2009 Compliance Analyst - superannuation, Wrap platforms, managed investments, and margin lending @ BT Financial Group

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Ria Smith Education

University of Technology Sydney
(AI Regulation & Ethics)
2023 - 2023
Disney Institute
Internal Westpac Leadership course
2017 - 2017
University of Technology, Sydney
MLS (Law)
2011 - 2016

University of Technology, Sydney
Bachelor of Laws (LLB) (Law)
2006 - 2009
Australasian Compliance Institute
(Compliance 101)
2008 - 2008
Association of Super Funds Australia Education (ASFA Education)
(Super Fundamentals)
2008 - 2008
College of Law
(Regulatory Structure of a Managed Investment Scheme)
2008 - 2008

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Ria Smith Skills

Risk Management
Banking
Investments

Financial Services
Enterprise Risk Management
Financial Risk
Insurance
Wealth Management
Strategic Financial Planning
Mergers & Acquisitions

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Ria Smith Summary

Ria Smith, based in Sydney, NSW, AU, is currently a Senior Manager Risk and Compliance, Group Investigations at Westpac Group. Ria Smith brings experience from previous roles at Westpac, HUB24 Limited and AMP. Ria Smith holds a 2023 - 2023 University of Technology Sydney. With a robust skill set that includes Risk Management, Banking, Investments, Financial Services, Enterprise Risk Management and more. Ria Smith has 2 emails on RocketReach.

Ria Smith Emails

Found 2 emails

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Ria Smith

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