Rhenée Rogé Email & Phone Number
General Securities and Financial and Operations Principal and Compliance Specialist @ Patten Training & Review
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Rhenée Rogé Location
- Dallas, TX, US
Rhenée Rogé Work
- 2023 -now General Securities and Financial and Operations Principal and Compliance Specialist @
- 1998 -now Independent Contractor @ Self-Employed
- 1998 -now President and CEO @ Securities Broker Dealer & Investment Advisor Consulting
- 1995 -1998 Owner @ RRK Securities, Inc.
Rhenée Rogé Education
- Trinity College & University
Masters (Investment Analysis)
1998 - Trinity College & University
Bachelors (Finance)
1997
Rhenée Rogé Skills
- Presentations
- Regulations
- Control Room
- Communication
- Self-confidence
- Investment Advisor Compliance
- Investment Banking
- Regulatory Filings
- Investment Advisory Services
- Regulatory Agencies
- Compliance Procedures
- Compliance Analysis
- Securities Regulation
- Broker-Dealer Compliance
- Financial Reporting
- Regulatory Compliance
- Attention to Detail
- Investments
- Equities
- AML
- FINRA
- Investment Advisory
- Securities
- Broker-Dealer
- Start-ups
- Finance
- Mutual Funds
- Asset Management
- Hedge Funds
- Private Equity
- Series 24
- Series 7
- Alternative Investments
- Anti Money Laundering
- Financial Services
- Trading
Rhenée Rogé Summary
- Rhenée Rogé, based in Dallas, TX, US, is currently a General Securities and Financial and Operations Principal and Compliance Specialist at Patten Training & Review. Rhenée Rogé brings experience from previous roles at Self-Employed, Securities Broker Dealer & Investment Advisor Consulting and RRK Securities, Inc.. Rhenée Rogé holds a Masters in Investment Analysis @ Trinity College & University. With a robust skill set that includes Presentations, Regulations, Control Room, Communication, Self-confidence and more. Rhenée Rogé has 1 emails and 1 mobile phone numbers on RocketReach.
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