REGIONAL BROKERS, INC. Information

As a result of the World Health Organizations declaration of the Coronavirus pandemic and local cases in our region, Regional Brokers, Inc. (RBI) has implemented its business continuity plan. The plan is specific to the Coronavirus outbreak and enables the firm to continue to trade bonds with its counterparties. Our top priorities are providing bona fide market quotations to our counterparties, and the safety of our employees. We have taken the following actions as part of this plan: On Monday, March 16th, all staff began working remotely and have been encouraged to practice social distancing. Our traders, operations and compliance persons can remotely access all systems normally used to trade with counterparties, perform financial duties, and perform surveillance. We have also been in contact with key vendors and service providers to confirm their abilities to continue to provide their services. The trading, operations, and compliance teams are in regular contact. All travel and outside business meetings have been postponed. We have advised all employees that if they do not feel well to stay at home for two weeks (the current suggestion from health officials). We have not experienced any notable workflow or systems issues. On behalf of all of us at Regional Brokers, Inc., thank you for your continued support. 2370 State Route 70 West Cherry Hill, NJ 08002 Phone: 215-567-5400 Fax: 215-979-8961