Randall Jones Email & Phone Number
Vice President of Corporate Services @ Vision Financial Markets LLC
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Randall Jones Location
- Portland, ME, US
Randall Jones Work
- Vice President of Corporate Services @ (May 2019 - Present)
- Managing Director of Business Development and Sales @ Alpine Securities (October 2016 - May 2019)
- Equity Trader and Sales Principal -- FINRA Series 7, 63, 24, 55, 99 @ Alpine Securities (October 2012 - October 2016)
- AML Officer and Compliance (Series 7, 63, 24 and 55 licensed) @ Alpine Securities (April 2011 - October 2012)
- Equity Derivative Operations Analyst @ (January 2010 - March 2011)
Randall Jones Education
- Norwich University
Master Of Public Administration (Public Administration)
- Alfred University
Bachelor Of Arts (Law, Communications)
Randall Jones Skills
- Equities
- Trading
- Securities
- Finance
- Due Diligence
- Series 7
- Derivatives
- Compliance
- AML
- Restricted Stock
- Brokerage
- Broker-Dealer
- Rule 144
- Series 24
- Series 63
- New Client Implementation
- Market Making
- Bank Secrecy Act
- FINRA
- DTC
- Financial Risk
- Clearing
- 144A
- Regulation D
- S-8
- Series 55
- Retail Trading
- New Account Growth
- Trading Compliance
- Reg Sho
- NASDAQ Workstation
- Pinksheets
- Self Clearing
- Trade Reporting
- Block Trading
- Pink Link
- 2-11 Applications
- WMX
- CSS Software
- Flextrade OMS
- Transfer Agency
- Operations Management
- Business Strategy
- Business Development
- Team Management
- Employee Management
- OATS
- Bloomberg Terminal
- Management
- Leadership
Randall Jones Summary
- Randall Jones, based in Portland, ME, US, is currently a Vice President of Corporate Services at Vision Financial Markets LLC. Randall Jones brings experience from previous roles at Alpine Securities and Goldman Sachs. Randall Jones holds a Master Of Public Administration in Public Administration @ Norwich University. With a robust skill set that includes Equities, Trading, Securities, Finance, Due Diligence and more. Randall Jones has 1 emails and 1 mobile phone numbers on RocketReach.
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Top Vision Financial Markets LLC Employees
Scott Jakubowicz
Associate Vice President - Trading
New York, NY, US
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